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Tracy Weidler Hawbaker

CLADIS INVESTMENT ADVISORY LLC·BILLINGS, Montana
Series 7, Series 66Clean record20 years registeredCLADIS INVESTMENT ADVISORY LLC
180 S. 32ND ST. WEST, BILLINGS, MT 59102CRD# 4981864Firm CRD# 153873

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Tracy Weidler Hawbaker · BILLINGS, MT
Registration
CRD #4981864 · CLADIS INVESTMENT ADVISORY LLC · 20 years registered
Brand Profile
Not yet started
01

Career History

CLADIS INVESTMENT ADVISORY LLC
Jan 2013 – present
CAPSTONE WEALTH MANAGEMENT
Feb 2007 – Jul 2010
BILLINGS, MT
UBS FINANCIAL SERVICES INC.
Mar 2006 – Dec 2006
BILLINGS, MT
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 66
Registration record
First registered · March 28, 2006
Years registered · 20
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
CLADIS INVESTMENT ADVISORY LLC
CRD 153873 · SEC 801-126137
AUM
$140M
Regulatory assets under management
Employees
2
233 client accounts
Services offered by CLADIS INVESTMENT ADVISORY LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Other
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at CLADIS INVESTMENT ADVISORY LLC →
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05

Frequently Asked Questions

What services does Tracy Weidler Hawbaker offer?
Tracy Weidler Hawbaker specializes in Financial Planning, Investment Management. Contact their office in BILLINGS, Montana for a consultation.
What are Tracy Weidler Hawbaker's credentials?
Tracy Weidler Hawbaker is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Tracy Weidler Hawbaker located?
Tracy Weidler Hawbaker is based in BILLINGS, Montana, working with CLADIS INVESTMENT ADVISORY LLC. Their office serves clients in the BILLINGS metropolitan area and surrounding communities.
How does Tracy Weidler Hawbaker charge for services?
Tracy Weidler Hawbaker's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CLADIS INVESTMENT ADVISORY LLC?
CLADIS INVESTMENT ADVISORY LLC has approximately 2 employees and manages $140M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at CLADIS INVESTMENT ADVISORY LLC

Nicholas Richard Cladis
BILLINGS, MT

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