Unclaimed Profile

Nicholas Richard Cladis

CLADIS INVESTMENT ADVISORY LLC·BILLINGS, Montana

Series 1, Series 4, Series 5, Series 12, Series 40, Series 63, Series 6531 years registeredCLADIS INVESTMENT ADVISORY LLC

180 S. 32ND ST. WEST, BILLINGS, MT 59102CRD# 47182Firm CRD# 153873

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Nicholas Richard Cladis · BILLINGS, MT

Registration

CRD #47182 · CLADIS INVESTMENT ADVISORY LLC · 31 years registered

Brand Profile

Not yet started

Career History

CLADIS INVESTMENT ADVISORY LLC

May 2010 – present

CAPSTONE WEALTH MANAGEMENT

Feb 2007 – May 2010

BILLINGS, MT

UBS FINANCIAL SERVICES INC.

Oct 1994 – Nov 2006

BILLINGS, MT

Registrations & Exams

FINRA examinations passed

Series 1

Series 4

Series 5

Series 12

Series 40

Series 63

Series 65

Registration record

First registered · October 14, 1994

Years registered · 31

Disclosure History

2006Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, limited to the records FINRA BrokerCheck displays, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

CLADIS INVESTMENT ADVISORY LLC

CRD 153873 · SEC 801-126137

AUM

$140M

Regulatory assets under management

Employees

233 client accounts

Services offered by CLADIS INVESTMENT ADVISORY LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CLADIS INVESTMENT ADVISORY LLC →

Introduction

Speak with Nicholas

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Nicholas is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in BILLINGS?

Browse all registered financial advisors in BILLINGS, Montana or claim this profile if it's yours.

Browse BILLINGS Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Nicholas Richard Cladis offer?

Nicholas Richard Cladis specializes in Financial Planning, Investment Management. Contact their office in BILLINGS, Montana for a consultation.

What are Nicholas Richard Cladis's credentials?

Nicholas Richard Cladis is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Nicholas Richard Cladis located?

Nicholas Richard Cladis is based in BILLINGS, Montana, working with CLADIS INVESTMENT ADVISORY LLC. Their office serves clients in the BILLINGS metropolitan area and surrounding communities.

How does Nicholas Richard Cladis charge for services?

Nicholas Richard Cladis's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CLADIS INVESTMENT ADVISORY LLC?

CLADIS INVESTMENT ADVISORY LLC has approximately 2 employees and manages $140M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →