Unclaimed Profile

Corey Mark Stapleton

STAPLETON & CO., LLC DBA STAPLETON FINANCIAL GROUP·BILLINGS, Montana

SIE, Series 6, Series 7, Series 24, Series 66Clean record27 years registeredSTAPLETON & CO., LLC DBA STAPLETON FINANCIAL GROUP

1511 14TH STREET WEST, BILLINGS, MT 59102CRD# 2932434Firm CRD# 284716

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Corey Mark Stapleton · BILLINGS, MT

Registration

CRD #2932434 · STAPLETON & CO., LLC DBA STAPLETON FINANCIAL GROUP · 27 years registered

Brand Profile

Not yet started

Career History

STAPLETON FINANCIAL GROUP

Aug 2016 – present

PRUDENTIAL FINANCIAL PLANNING SERVICES

Oct 1998 – Aug 2016

Billings, MT

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 66

Registration record

First registered · October 1, 1998

Years registered · 27

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

STAPLETON & CO., LLC DBA STAPLETON FINANCIAL GROUP

CRD 284716 · SEC 801-108229

AUM

—

Regulatory assets under management

Employees

Total firm employees

Services offered by STAPLETON & CO., LLC DBA STAPLETON FINANCIAL GROUP

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at STAPLETON & CO., LLC DBA STAPLETON FINANCIAL GROUP →

Introduction

Speak with Corey

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Corey is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in BILLINGS?

Browse all registered financial advisors in BILLINGS, Montana or claim this profile if it's yours.

Browse BILLINGS Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Corey Mark Stapleton offer?

Corey Mark Stapleton specializes in Financial Planning, Investment Management. Contact their office in BILLINGS, Montana for a consultation.

What are Corey Mark Stapleton's credentials?

Corey Mark Stapleton is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Corey Mark Stapleton located?

Corey Mark Stapleton is based in BILLINGS, Montana, working with STAPLETON & CO., LLC DBA STAPLETON FINANCIAL GROUP. Their office serves clients in the BILLINGS metropolitan area and surrounding communities.

How does Corey Mark Stapleton charge for services?

Corey Mark Stapleton's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is STAPLETON & CO., LLC DBA STAPLETON FINANCIAL GROUP?

STAPLETON & CO., LLC DBA STAPLETON FINANCIAL GROUP has approximately 1 employees. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →