Unclaimed Profile

David Lee Kaplan

CORNERSTONE WEALTH MANAGEMENT, LLC·ST. PETERS, Missouri

SIE, Series 7, Series 24, Series 63, Series 65Clean record27 years registeredCORNERSTONE WEALTH MANAGEMENT, LLC

7417 MEXICO ROAD, ST. PETERS, MO 63376CRD# 2756441Firm CRD# 164666

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Lee Kaplan · ST. PETERS, MO

Registration

CRD #2756441 · CORNERSTONE WEALTH MANAGEMENT, LLC · 27 years registered

Brand Profile

Not yet started

Career History

CORNERSTONE WEALTH MANAGEMENT, LLC

Aug 2012 – present

LPL FINANCIAL LLC

Aug 2009 – present

LPL FINANCIAL LLC

Apr 2014 – Jan 2016

DES PERES, MO

EDWARD JONES

Feb 1999 – Aug 2009

ST CHARLES, MO

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · February 11, 1999

Years registered · 27

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CORNERSTONE WEALTH MANAGEMENT, LLC

CRD 164666 · SEC 801-76973

AUM

$3.3B

Regulatory assets under management

Employees

148

16,986 client accounts

Services offered by CORNERSTONE WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CORNERSTONE WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does David Lee Kaplan offer?

David Lee Kaplan specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in ST. PETERS, Missouri for a consultation.

What are David Lee Kaplan's credentials?

David Lee Kaplan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Lee Kaplan located?

David Lee Kaplan is based in ST. PETERS, Missouri, working with CORNERSTONE WEALTH MANAGEMENT, LLC. Their office serves clients in the ST. PETERS metropolitan area and surrounding communities.

How does David Lee Kaplan charge for services?

David Lee Kaplan's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CORNERSTONE WEALTH MANAGEMENT, LLC?

CORNERSTONE WEALTH MANAGEMENT, LLC has approximately 148 employees and manages $3.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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