Unclaimed Profile

Roger Allen Buller

BENJAMIN F. EDWARDS & COMPANY, INCORPORATED·ST. LOUIS, Missouri

SIE, Series 3, Series 7, Series 8, Series 6328 years registeredBENJAMIN F. EDWARDS & COMPANY, INCORPORATED

ONE NORTH BRENTWOOD BOULEVARD, ST. LOUIS, MO 63105CRD# 1547996Firm CRD# 146936

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Roger Allen Buller · ST. LOUIS, MO

Registration

CRD #1547996 · BENJAMIN F. EDWARDS & COMPANY, INCORPORATED · 28 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: BENJAMIN F. EDWARDS & COMPANY, INCORPORATED

LPL FINANCIAL LLC

Jul 2021 – Dec 2022

WICHITA, KS

WADDELL & REED

Jun 2020 – Jul 2021

WICHITA, KS

BENJAMIN F. EDWARDS & COMPANY, INCORPORATED

Nov 2010 – Aug 2019

WICHITA, KS

WELLS FARGO ADVISORS, LLC

Oct 2007 – Nov 2010

WICHITA, KS

A. G. EDWARDS & SONS, INC.

Dec 1997 – Jan 2008

WICHITA, KS

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 8

Series 63

Registration record

First registered · December 16, 1997

Years registered · 28

Disclosure History

2002Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

BENJAMIN F. EDWARDS & COMPANY, INCORPORATED

CRD 146936 · SEC 801-71421

AUM

$13.2B

Regulatory assets under management

Employees

711

44,978 client accounts

Services offered by BENJAMIN F. EDWARDS & COMPANY, INCORPORATED

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at BENJAMIN F. EDWARDS & COMPANY, INCORPORATED →

Introduction

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Frequently Asked Questions

What services does Roger Allen Buller offer?

Roger Allen Buller specializes in Financial Planning, Investment Management, Wealth Management.

What are Roger Allen Buller's credentials?

Roger Allen Buller is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Roger Allen Buller located?

Roger Allen Buller is based in ST. LOUIS, Missouri, last registered with BENJAMIN F. EDWARDS & COMPANY, INCORPORATED.

How does Roger Allen Buller charge for services?

Roger Allen Buller's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BENJAMIN F. EDWARDS & COMPANY, INCORPORATED?

BENJAMIN F. EDWARDS & COMPANY, INCORPORATED has approximately 711 employees and manages $13.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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