Unclaimed Profile

Malissa E Romack

BENJAMIN F. EDWARDS & COMPANY, INCORPORATED·ST. LOUIS, Missouri

SIE, Series 7, Series 9, Series 10, Series 63CFPClean record29 years registeredBENJAMIN F. EDWARDS & COMPANY, INCORPORATED

ONE NORTH BRENTWOOD BOULEVARD, ST. LOUIS, MO 63105CRD# 2367758Firm CRD# 146936

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Malissa E Romack · ST. LOUIS, MO

Registration

CRD #2367758 · BENJAMIN F. EDWARDS & COMPANY, INCORPORATED · 29 years registered

Brand Profile

Not yet started

Career History

BENJAMIN F. EDWARDS & COMPANY, INCORPORATED

Sep 2011 – present

WELLS FARGO ADVISORS, LLC

Jan 2008 – Sep 2011

PANAMA CITY, FL

A. G. EDWARDS & SONS, INC.

Mar 1997 – Jan 2008

PANAMA CITY, FL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 63

Registration record

First registered · March 28, 1997

Years registered · 29

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BENJAMIN F. EDWARDS & COMPANY, INCORPORATED

CRD 146936 · SEC 801-71421

AUM

$13.2B

Regulatory assets under management

Employees

711

44,978 client accounts

Services offered by BENJAMIN F. EDWARDS & COMPANY, INCORPORATED

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at BENJAMIN F. EDWARDS & COMPANY, INCORPORATED →

Introduction

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Frequently Asked Questions

What services does Malissa E Romack offer?

Malissa E Romack specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in ST. LOUIS, Missouri for a consultation.

What are Malissa E Romack's credentials?

Malissa E Romack holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Malissa E Romack located?

Malissa E Romack is based in ST. LOUIS, Missouri, working with BENJAMIN F. EDWARDS & COMPANY, INCORPORATED. Their office serves clients in the ST. LOUIS metropolitan area and surrounding communities.

How does Malissa E Romack charge for services?

Malissa E Romack's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BENJAMIN F. EDWARDS & COMPANY, INCORPORATED?

BENJAMIN F. EDWARDS & COMPANY, INCORPORATED has approximately 711 employees and manages $13.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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