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Malissa E Romack

BENJAMIN F. EDWARDS & COMPANY, INCORPORATED·ST. LOUIS, Missouri
BENJAMIN F. EDWARDS & COMPANY, INCORPORATED
ONE NORTH BRENTWOOD BOULEVARD, ST. LOUIS, MO 63105CRD# 2367758Firm CRD# 146936

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Malissa E Romack · ST. LOUIS, MO
Registration
CRD #2367758 · BENJAMIN F. EDWARDS & COMPANY, INCORPORATED
Brand Profile
Not yet started
Disclosure history
11 disclosures on file · See FINRA BrokerCheck for full record
01

About

Malissa E Romack is a registered financial advisor based in ST. LOUIS, Missouri, affiliated with BENJAMIN F. EDWARDS & COMPANY, INCORPORATED. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
Nonprofits & Foundations
Introduction

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03

Firm Overview

Firm
BENJAMIN F. EDWARDS & COMPANY, INCORPORATED
BENJAMIN F. EDWARDS & COMPANY, INCORPORATED
AUM
$13.2B
Regulatory assets under management
Employees
711
Total firm employees
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Charitable organization or education services
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 2367758
Firm CRD# 146936
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Malissa E Romack offer?
Malissa E Romack specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in ST. LOUIS, Missouri for a consultation.
What are Malissa E Romack's credentials?
Malissa E Romack is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Malissa E Romack located?
Malissa E Romack is based in ST. LOUIS, Missouri, working with BENJAMIN F. EDWARDS & COMPANY, INCORPORATED. Their office serves clients in the ST. LOUIS metropolitan area and surrounding communities.
How does Malissa E Romack charge for services?
Malissa E Romack's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is BENJAMIN F. EDWARDS & COMPANY, INCORPORATED?
BENJAMIN F. EDWARDS & COMPANY, INCORPORATED has approximately 711 employees and manages $13.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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