Unclaimed Profile

Rita Stephanie Kazembe

STIFEL, NICOLAUS & COMPANY, INCORPORATED·ST LOUIS, Missouri

STIFEL, NICOLAUS & COMPANY, INCORPORATED

501 N BROADWAY, ST LOUIS, MO 63102CRD# 5907486Firm CRD# 793

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Rita Stephanie Kazembe · ST LOUIS, MO

Registration

CRD #5907486 · STIFEL, NICOLAUS & COMPANY, INCORPORATED

Brand Profile

Not yet started

Disclosure history

14 disclosures on file · See FINRA BrokerCheck for full record

About

Rita Stephanie Kazembe is a registered financial advisor based in ST LOUIS, Missouri, affiliated with STIFEL, NICOLAUS & COMPANY, INCORPORATED. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Retirement Planning

Wealth Management

Client Types

Individuals

Pension & Retirement Plans

High Net Worth Individuals

Nonprofits & Foundations

Introduction

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Firm Overview

Firm

STIFEL, NICOLAUS & COMPANY, INCORPORATED

AUM

$149.2B

Regulatory assets under management

Employees

6534

Total firm employees

View all advisors at STIFEL, NICOLAUS & COMPANY, INCORPORATED →

Services

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Background

Compensation

Percentage of AUM

Subscription fees

Commissions

Regulatory

SEC/IARD CRD# 5907486

Firm CRD# 793

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Rita Stephanie Kazembe offer?

Rita Stephanie Kazembe specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in ST LOUIS, Missouri for a consultation.

What are Rita Stephanie Kazembe's credentials?

Rita Stephanie Kazembe is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Rita Stephanie Kazembe located?

Rita Stephanie Kazembe is based in ST LOUIS, Missouri, working with STIFEL, NICOLAUS & COMPANY, INCORPORATED. Their office serves clients in the ST LOUIS metropolitan area and surrounding communities.

How does Rita Stephanie Kazembe charge for services?

Rita Stephanie Kazembe's firm is compensated through percentage of aum, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is STIFEL, NICOLAUS & COMPANY, INCORPORATED?

STIFEL, NICOLAUS & COMPANY, INCORPORATED has approximately 6534 employees and manages $149.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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