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Nancy Ann Penwell

STIFEL, NICOLAUS & COMPANY, INCORPORATED·ST LOUIS, Missouri
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501 N BROADWAY, ST LOUIS, MO 63102CRD# 1356607Firm CRD# 793
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About

Nancy Ann Penwell is a registered financial advisor based in ST LOUIS, Missouri, affiliated with STIFEL, NICOLAUS & COMPANY, INCORPORATED. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Retirement Planning
Wealth Management
Client Types
Individuals
Pension & Retirement Plans
High Net Worth Individuals
Nonprofits & Foundations
03

Firm Overview

Firm
STIFEL, NICOLAUS & COMPANY, INCORPORATED
STIFEL, NICOLAUS & COMPANY, INCORPORATED
AUM
$149.2B
Regulatory assets under management
Employees
6534
Total firm employees
View all advisors at STIFEL, NICOLAUS & COMPANY, INCORPORATED →
Services
Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Charitable organization or education services
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Background

Compensation
Percentage of AUM
Subscription fees
Commissions
Regulatory
SEC/IARD CRD# 1356607
Firm CRD# 793
14 disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Nancy Ann Penwell offer?
Nancy Ann Penwell specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in ST LOUIS, Missouri for a consultation.
What are Nancy Ann Penwell's credentials?
Nancy Ann Penwell is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Nancy Ann Penwell located?
Nancy Ann Penwell is based in ST LOUIS, Missouri, working with STIFEL, NICOLAUS & COMPANY, INCORPORATED. Their office serves clients in the ST LOUIS metropolitan area and surrounding communities.
How does Nancy Ann Penwell charge for services?
Nancy Ann Penwell's firm is compensated through percentage of aum, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is STIFEL, NICOLAUS & COMPANY, INCORPORATED?
STIFEL, NICOLAUS & COMPANY, INCORPORATED has approximately 6534 employees and manages $149.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in ST LOUIS
David Michael Minnick — STIFEL, NICOLAUS & COMPANY, INCORPORATEDStephen Patrick Holmes — SUMMIT STRATEGIES INCDaniel Joseph Holmes — SUMMIT STRATEGIES INCThomas Patrick Pollihan — SUMMIT STRATEGIES INCJohn Glenn Anderson — AHM ASSET MANAGEMENT, LLC
Nearby cities in Missouri
KANSAS CITY (265)CLAYTON (125)SAINT LOUIS (108)CHESTERFIELD (78)SPRINGFIELD (54)
City Guides
KANSAS CITY GuideCLAYTON GuideSAINT LOUIS GuideCHESTERFIELD GuideSPRINGFIELD Guide
Research
Advisor Fees in MissouriNational Fee Analysis
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