Unclaimed Profile

John Michael Mcarthur

KRILOGY FINANCIAL LLC·ST. LOUIS, Missouri

SIE, Series 7, Series 31, Series 63, Series 6518 years registeredKRILOGY FINANCIAL LLC

275 N. LINDBERGH, ST. LOUIS, MO 63141CRD# 4389397Firm CRD# 149046

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Michael Mcarthur · ST. LOUIS, MO

Registration

CRD #4389397 · KRILOGY FINANCIAL LLC · 18 years registered

Brand Profile

Not yet started

Career History

KRILOGY

Feb 2012 – present

MORGAN STANLEY SMITH BARNEY LLC

Jun 2009 – Feb 2012

CHESTERFIELD, MO

MORGAN STANLEY & CO. INCORPORATED

Sep 2007 – Jun 2009

CHESTERFIELD, MO

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 31

Series 63

Series 65

Registration record

First registered · September 5, 2007

Years registered · 18

Disclosure History

2026Customer Dispute·Pending

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

KRILOGY FINANCIAL LLC

CRD 149046 · SEC 801-69838

AUM

$3.5B

Regulatory assets under management

Employees

8,634 client accounts

Services offered by KRILOGY FINANCIAL LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at KRILOGY FINANCIAL LLC →

Introduction

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Frequently Asked Questions

What services does John Michael Mcarthur offer?

John Michael Mcarthur specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in ST. LOUIS, Missouri for a consultation.

What are John Michael Mcarthur's credentials?

John Michael Mcarthur is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Michael Mcarthur located?

John Michael Mcarthur is based in ST. LOUIS, Missouri, working with KRILOGY FINANCIAL LLC. Their office serves clients in the ST. LOUIS metropolitan area and surrounding communities.

How does John Michael Mcarthur charge for services?

John Michael Mcarthur's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is KRILOGY FINANCIAL LLC?

KRILOGY FINANCIAL LLC has approximately 68 employees and manages $3.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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