Unclaimed Profile

Thomas Joseph Lewis

KRILOGY FINANCIAL LLC·ST. LOUIS, Missouri

SIE, Series 7, Series 9, Series 10, Series 24, Series 66Clean record14 years registeredKRILOGY FINANCIAL LLC

275 N. LINDBERGH, ST. LOUIS, MO 63141CRD# 5951077Firm CRD# 149046

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas Joseph Lewis · ST. LOUIS, MO

Registration

CRD #5951077 · KRILOGY FINANCIAL LLC · 14 years registered

Brand Profile

Not yet started

Career History

KRILOGY

Apr 2016 – present

SAXONY CAPITAL MANAGEMENT, LLC

Aug 2015 – Apr 2016

SAINT LOUIS, MO

EDWARD JONES

Apr 2012 – Aug 2015

ST LOUIS, MO

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 24

Series 66

Registration record

First registered · April 23, 2012

Years registered · 14

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

KRILOGY FINANCIAL LLC

CRD 149046 · SEC 801-69838

AUM

$3.5B

Regulatory assets under management

Employees

8,634 client accounts

Services offered by KRILOGY FINANCIAL LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at KRILOGY FINANCIAL LLC →

Introduction

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Frequently Asked Questions

What services does Thomas Joseph Lewis offer?

Thomas Joseph Lewis specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in ST. LOUIS, Missouri for a consultation.

What are Thomas Joseph Lewis's credentials?

Thomas Joseph Lewis is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Thomas Joseph Lewis located?

Thomas Joseph Lewis is based in ST. LOUIS, Missouri, working with KRILOGY FINANCIAL LLC. Their office serves clients in the ST. LOUIS metropolitan area and surrounding communities.

How does Thomas Joseph Lewis charge for services?

Thomas Joseph Lewis's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is KRILOGY FINANCIAL LLC?

KRILOGY FINANCIAL LLC has approximately 68 employees and manages $3.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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