Unclaimed Profile

Alex Marcus David

STIFEL INDEPENDENT ADVISORS, LLC·ST LOUIS, Missouri

SIE, Series 6, Series 7, Series 24, Series 63, Series 6529 years registeredSTIFEL INDEPENDENT ADVISORS, LLC

501 N BROADWAY, ST LOUIS, MO 63102CRD# 2421489Firm CRD# 28218

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Alex Marcus David · ST LOUIS, MO

Registration

CRD #2421489 · STIFEL INDEPENDENT ADVISORS, LLC · 29 years registered

Brand Profile

Not yet started

Career History

ESI FINANCIAL ADVISORS

Dec 2025 – present

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Feb 2024 – Dec 2025

SAINT PETERSBURG, FL

STIFEL INDEPENDENT ADVISORS, LLC

Mar 2021 – Feb 2024

Charlotte, NC

CENTURY SECURITIES ASSOCIATES INC

Mar 2021 – Mar 2021

Charlotte, NC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Jun 2008 – Apr 2021

ST. LOUIS, MO

LORD, ABBETT & CO. LLC

Jan 1997 – Mar 2007

JERSEY CITY, NJ

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · January 30, 1997

Years registered · 29

Disclosure History

2021Employment Separation After Allegations

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

STIFEL INDEPENDENT ADVISORS, LLC

CRD 28218 · SEC 801-43561

AUM

$3.6B

Regulatory assets under management

Employees

190

9,973 client accounts

Services offered by STIFEL INDEPENDENT ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at STIFEL INDEPENDENT ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Alex Marcus David offer?

Alex Marcus David specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in ST LOUIS, Missouri for a consultation.

What are Alex Marcus David's credentials?

Alex Marcus David is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Alex Marcus David located?

Alex Marcus David is based in ST LOUIS, Missouri, working with STIFEL INDEPENDENT ADVISORS, LLC. Their office serves clients in the ST LOUIS metropolitan area and surrounding communities.

How does Alex Marcus David charge for services?

Alex Marcus David's firm is compensated through percentage of aum, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is STIFEL INDEPENDENT ADVISORS, LLC?

STIFEL INDEPENDENT ADVISORS, LLC has approximately 190 employees and manages $3.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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