Unclaimed Profile

Patricia Annette Dahl

CONFLUENCE INVESTMENT MANAGEMENT LLC·SAINT LOUIS, Missouri

Series 7, Series 63, Series 65Clean record18 years registeredCONFLUENCE INVESTMENT MANAGEMENT LLC

20 ALLEN AVENUE, STE 300, SAINT LOUIS, MO 63119CRD# 2983778Firm CRD# 146019

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Patricia Annette Dahl · SAINT LOUIS, MO

Registration

CRD #2983778 · CONFLUENCE INVESTMENT MANAGEMENT LLC · 18 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CONFLUENCE INVESTMENT MANAGEMENT LLC

CONFLUENCE INVESTMENT MANAGEMENT LLC

May 2008 – Nov 2025

SAINT LOUIS, MO

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · May 21, 2008

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CONFLUENCE INVESTMENT MANAGEMENT LLC

CRD 146019 · SEC 801-68723

AUM

$7.2B

Regulatory assets under management

Employees

17,208 client accounts

Services offered by CONFLUENCE INVESTMENT MANAGEMENT LLC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Selection of other advisers

Other

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

View all advisors at CONFLUENCE INVESTMENT MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Patricia Annette Dahl offer?

Patricia Annette Dahl specializes in Investment Management, Wealth Management, Fee-Only Advisory.

What are Patricia Annette Dahl's credentials?

Patricia Annette Dahl is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Patricia Annette Dahl located?

Patricia Annette Dahl is based in SAINT LOUIS, Missouri, last registered with CONFLUENCE INVESTMENT MANAGEMENT LLC.

How does Patricia Annette Dahl charge for services?

Patricia Annette Dahl's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CONFLUENCE INVESTMENT MANAGEMENT LLC?

CONFLUENCE INVESTMENT MANAGEMENT LLC has approximately 54 employees and manages $7.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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