Unclaimed Profile

Daniel Thomas Winter

CONFLUENCE INVESTMENT MANAGEMENT LLC·SAINT LOUIS, Missouri

Series 7, Series 63Clean record19 years registeredCONFLUENCE INVESTMENT MANAGEMENT LLC

20 ALLEN AVENUE, STE 300, SAINT LOUIS, MO 63119CRD# 1851089Firm CRD# 146019

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Daniel Thomas Winter · SAINT LOUIS, MO

Registration

CRD #1851089 · CONFLUENCE INVESTMENT MANAGEMENT LLC · 19 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CONFLUENCE INVESTMENT MANAGEMENT LLC

CONFLUENCE INVESTMENT MANAGEMENT LLC

Jun 2008 – Nov 2025

SAINT LOUIS, MO

GALLATIN ASSET MANAGEMENT, INC.

Sep 2006 – May 2008

ST. LOUIS, MO

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Registration record

First registered · September 26, 2006

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CONFLUENCE INVESTMENT MANAGEMENT LLC

CRD 146019 · SEC 801-68723

AUM

$7.2B

Regulatory assets under management

Employees

17,208 client accounts

Services offered by CONFLUENCE INVESTMENT MANAGEMENT LLC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Selection of other advisers

Other

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

View all advisors at CONFLUENCE INVESTMENT MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Daniel Thomas Winter offer?

Daniel Thomas Winter specializes in Investment Management, Wealth Management, Fee-Only Advisory.

What are Daniel Thomas Winter's credentials?

Daniel Thomas Winter is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Daniel Thomas Winter located?

Daniel Thomas Winter is based in SAINT LOUIS, Missouri, last registered with CONFLUENCE INVESTMENT MANAGEMENT LLC.

How does Daniel Thomas Winter charge for services?

Daniel Thomas Winter's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CONFLUENCE INVESTMENT MANAGEMENT LLC?

CONFLUENCE INVESTMENT MANAGEMENT LLC has approximately 54 employees and manages $7.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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