Unclaimed Profile

Amy Lea Pauls

SCOTTRADE INVESTMENT MANAGEMENT, INC.·SAINT LOUIS, Missouri

Clean recordSCOTTRADE INVESTMENT MANAGEMENT, INC.

700 MARYVILLE CENTRE DRIVE, SAINT LOUIS, MO 63141CRD# 6241371Firm CRD# 169988

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Amy Lea Pauls · SAINT LOUIS, MO

Registration

CRD #6241371 · SCOTTRADE INVESTMENT MANAGEMENT, INC.

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Amy Lea Pauls is a registered financial advisor based in SAINT LOUIS, Missouri, affiliated with SCOTTRADE INVESTMENT MANAGEMENT, INC.. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Investment Management

Fee-Only Advisory

Client Types

Individuals

Introduction

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Firm Overview

Firm

SCOTTRADE INVESTMENT MANAGEMENT, INC.

SCOTTRADE INVESTMENT MANAGEMENT

AUM

$2.3B

Regulatory assets under management

Employees

300

Total firm employees

View all advisors at SCOTTRADE INVESTMENT MANAGEMENT, INC. →

Services

Portfolio management (individuals)

Other

Background

Compensation

Percentage of AUM

Regulatory

SEC/IARD CRD# 6241371

Firm CRD# 169988

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Amy Lea Pauls offer?

Amy Lea Pauls specializes in Investment Management, Fee-Only Advisory. Contact their office in SAINT LOUIS, Missouri for a consultation.

What are Amy Lea Pauls's credentials?

Amy Lea Pauls is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Amy Lea Pauls located?

Amy Lea Pauls is based in SAINT LOUIS, Missouri, working with SCOTTRADE INVESTMENT MANAGEMENT, INC.. Their office serves clients in the SAINT LOUIS metropolitan area and surrounding communities.

How does Amy Lea Pauls charge for services?

Amy Lea Pauls's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SCOTTRADE INVESTMENT MANAGEMENT, INC.?

SCOTTRADE INVESTMENT MANAGEMENT, INC. has approximately 300 employees and manages $2.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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