Unclaimed Profile

Kelly Moss Zigaitis

SCOTTRADE INVESTMENT MANAGEMENT, INC.·SAINT LOUIS, Missouri

SIE, Series 4, Series 7, Series 14, Series 24, Series 66Clean record18 years registeredSCOTTRADE INVESTMENT MANAGEMENT, INC.

700 MARYVILLE CENTRE DRIVE, SAINT LOUIS, MO 63141CRD# 5276344Firm CRD# 169988

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kelly Moss Zigaitis · SAINT LOUIS, MO

Registration

CRD #5276344 · SCOTTRADE INVESTMENT MANAGEMENT, INC. · 18 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SCOTTRADE INVESTMENT MANAGEMENT, INC.

WELLS FARGO CLEARING SERVICES, LLC

Oct 2019 – Sep 2020

ST. LOUIS, MO

TD AMERITRADE, INC.

Jan 2018 – Sep 2019

St. Louis, MO

SCOTTRADE INVESTMENT MANAGEMENT

Mar 2014 – Jun 2018

SAINT LOUIS, MO

SECURIAN FINANCIAL SERVICES, INC.

Jul 2008 – Aug 2011

ST. LOUIS, MO

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 14

Series 24

Series 66

Registration record

First registered · July 3, 2008

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SCOTTRADE INVESTMENT MANAGEMENT, INC.

CRD 169988 · SEC 801-79217

AUM

$2.3B

Regulatory assets under management

Employees

300

20,396 client accounts

Services offered by SCOTTRADE INVESTMENT MANAGEMENT, INC.

Per Form ADV

Portfolio management (individuals)

Other

Client types served by the firm

Per Form ADV

Individuals

View all advisors at SCOTTRADE INVESTMENT MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Kelly Moss Zigaitis offer?

Kelly Moss Zigaitis specializes in Investment Management, Fee-Only Advisory.

What are Kelly Moss Zigaitis's credentials?

Kelly Moss Zigaitis is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kelly Moss Zigaitis located?

Kelly Moss Zigaitis is based in SAINT LOUIS, Missouri, last registered with SCOTTRADE INVESTMENT MANAGEMENT, INC..

How does Kelly Moss Zigaitis charge for services?

Kelly Moss Zigaitis's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SCOTTRADE INVESTMENT MANAGEMENT, INC.?

SCOTTRADE INVESTMENT MANAGEMENT, INC. has approximately 300 employees and manages $2.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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