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Lucinda Lynn Richey

PROSPERITY PLANNING, INC.·NORTH KANSAS CITY, Missouri
SIE, Series 6, Series 7, Series 24, Series 63, Series 65CFPClean record27 years registeredPROSPERITY PLANNING, INC.
1920 BUCHANAN STREET, NORTH KANSAS CITY, MO 64116CRD# 2723663Firm CRD# 298268

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Lucinda Lynn Richey · NORTH KANSAS CITY, MO
Registration
CRD #2723663 · PROSPERITY PLANNING, INC. · 27 years registered
Brand Profile
Not yet started
01

Career History

PROSPERITY PLANNING
Sep 2018 – present
CETERA ADVISORS LLC
Jan 2004 – Jan 2020
KANSAS CITY, MO
PROSPERITY NETWORK, INC
Feb 2003 – Dec 2004
OVERLAND PARK, KS
VESTAX SECURITIES CORPORATION
Nov 2002 – Jan 2004
OVERLAND PARK, KS
SUNSET FINANCIAL SERVICES, INC.
Mar 1999 – Nov 2002
KANSAS CITY, MO
02

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 7
Series 24
Series 63
Series 65
Registration record
First registered · March 15, 1999
Years registered · 27
Professional designation · CFP
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
PROSPERITY PLANNING, INC.
CRD 298268 · SEC 801-113944
AUM
$417M
Regulatory assets under management
Employees
11
1,211 client accounts
Services offered by PROSPERITY PLANNING, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at PROSPERITY PLANNING, INC. →
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Frequently Asked Questions

What services does Lucinda Lynn Richey offer?
Lucinda Lynn Richey specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in NORTH KANSAS CITY, Missouri for a consultation.
What are Lucinda Lynn Richey's credentials?
Lucinda Lynn Richey holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.
Where is Lucinda Lynn Richey located?
Lucinda Lynn Richey is based in NORTH KANSAS CITY, Missouri, working with PROSPERITY PLANNING, INC.. Their office serves clients in the NORTH KANSAS CITY metropolitan area and surrounding communities.
How does Lucinda Lynn Richey charge for services?
Lucinda Lynn Richey's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PROSPERITY PLANNING, INC.?
PROSPERITY PLANNING, INC. has approximately 11 employees and manages $417M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at PROSPERITY PLANNING, INC.

Ryan Kent Noble
NORTH KANSAS CITY, MO
CFP
Daniel Scott Reiter
NORTH KANSAS CITY, MO
CFP
Kenneth Austin Borum
NORTH KANSAS CITY, MO

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Missouri
ST. LOUIS (349)KANSAS CITY (148)CLAYTON (77)CHESTERFIELD (69)SAINT LOUIS (65)SPRINGFIELD (36)MANCHESTER (20)COLUMBIA (18)ST. PETERS (16)JEFFERSON CITY (10)
City Guides
ST. LOUIS GuideKANSAS CITY GuideCLAYTON GuideCHESTERFIELD GuideSAINT LOUIS Guide
Research
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