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Kenneth Austin Borum

PROSPERITY PLANNING, INC.·NORTH KANSAS CITY, Missouri
SIE, Series 7, Series 66Clean record22 years registeredPROSPERITY PLANNING, INC.
1920 BUCHANAN STREET, NORTH KANSAS CITY, MO 64116CRD# 4776520Firm CRD# 298268

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Kenneth Austin Borum · NORTH KANSAS CITY, MO
Registration
CRD #4776520 · PROSPERITY PLANNING, INC. · 22 years registered
Brand Profile
Not yet started
01

Career History

PROSPERITY PLANNING
Sep 2018 – present
CETERA ADVISORS LLC
Jun 2004 – Dec 2018
KANSAS CITY, MO
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 66
Registration record
First registered · June 1, 2004
Years registered · 22
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
PROSPERITY PLANNING, INC.
CRD 298268 · SEC 801-113944
AUM
$417M
Regulatory assets under management
Employees
11
1,211 client accounts
Services offered by PROSPERITY PLANNING, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at PROSPERITY PLANNING, INC. →
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05

Frequently Asked Questions

What services does Kenneth Austin Borum offer?
Kenneth Austin Borum specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in NORTH KANSAS CITY, Missouri for a consultation.
What are Kenneth Austin Borum's credentials?
Kenneth Austin Borum is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Kenneth Austin Borum located?
Kenneth Austin Borum is based in NORTH KANSAS CITY, Missouri, working with PROSPERITY PLANNING, INC.. Their office serves clients in the NORTH KANSAS CITY metropolitan area and surrounding communities.
How does Kenneth Austin Borum charge for services?
Kenneth Austin Borum's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PROSPERITY PLANNING, INC.?
PROSPERITY PLANNING, INC. has approximately 11 employees and manages $417M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at PROSPERITY PLANNING, INC.

Lucinda Lynn Richey
NORTH KANSAS CITY, MO
CFP
Ryan Kent Noble
NORTH KANSAS CITY, MO
CFP
Daniel Scott Reiter
NORTH KANSAS CITY, MO
CFP

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Missouri
ST. LOUIS (349)KANSAS CITY (148)CLAYTON (77)CHESTERFIELD (69)SAINT LOUIS (65)SPRINGFIELD (36)MANCHESTER (20)COLUMBIA (18)ST. PETERS (16)JEFFERSON CITY (10)
City Guides
ST. LOUIS GuideKANSAS CITY GuideCLAYTON GuideCHESTERFIELD GuideSAINT LOUIS Guide
Research
Advisor Fees in MissouriNational Fee Analysis
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