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Roger Kent Kraus

MOLONEY SECURITIES CO., INC.·MANCHESTER, Missouri
SIE, Series 1, Series 63Clean recordMOLONEY SECURITIES CO., INC.
13537 BARRETT PARKWAY DRIVE, MANCHESTER, MO 63021CRD# 275101Firm CRD# 38535

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Roger Kent Kraus · MANCHESTER, MO
Registration
CRD #275101 · MOLONEY SECURITIES CO., INC.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 1
Series 63
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
MOLONEY SECURITIES CO., INC.
CRD 38535 · SEC 801-64722
AUM
$258M
Regulatory assets under management
Employees
58
1,124 client accounts
Services offered by MOLONEY SECURITIES CO., INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Market timing services
Charitable organization or education services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
Introduction

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04

Frequently Asked Questions

What services does Roger Kent Kraus offer?
Roger Kent Kraus specializes in Financial Planning, Investment Management. Contact their office in MANCHESTER, Missouri for a consultation.
What are Roger Kent Kraus's credentials?
Roger Kent Kraus is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Roger Kent Kraus located?
Roger Kent Kraus is based in MANCHESTER, Missouri, working with MOLONEY SECURITIES CO., INC.. Their office serves clients in the MANCHESTER metropolitan area and surrounding communities.
How does Roger Kent Kraus charge for services?
Roger Kent Kraus's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is MOLONEY SECURITIES CO., INC.?
MOLONEY SECURITIES CO., INC. has approximately 58 employees and manages $258M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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