Unclaimed Profile

Louis Rollin Ii Smith

MOLONEY SECURITIES CO., INC.·MANCHESTER, Missouri

SIE, Series 4, Series 7, Series 12, Series 14, Series 15, Series 24, Series 53, Series 63, Series 6510 years registeredMOLONEY SECURITIES CO., INC.

13537 BARRETT PARKWAY DRIVE, MANCHESTER, MO 63021CRD# 1058757Firm CRD# 38535

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Louis Rollin Ii Smith · MANCHESTER, MO

Registration

CRD #1058757 · MOLONEY SECURITIES CO., INC. · 10 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: MOLONEY SECURITIES CO., INC.

MOLONEY SECURITIES ASSET MANAGEMENT LLC

Feb 2016 – Nov 2018

MANCHESTER, MO

MOLONEY INVESTMENT ADVISORY LLC

Jan 2016 – Dec 2016

MANCHESTER, MO

MOLONEY SECURITIES CO., INC.

Nov 2015 – Apr 2016

MANCHESTER, MO

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 12

Series 14

Series 15

Series 24

Series 53

Series 63

Series 65

Registration record

First registered · November 18, 2015

Years registered · 10

Disclosure History

2016Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

MOLONEY SECURITIES CO., INC.

CRD 38535 · SEC 801-64722

AUM

$258M

Regulatory assets under management

Employees

1,124 client accounts

Services offered by MOLONEY SECURITIES CO., INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at MOLONEY SECURITIES CO., INC. →

Introduction

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Frequently Asked Questions

What services does Louis Rollin Ii Smith offer?

Louis Rollin Ii Smith specializes in Financial Planning, Investment Management.

What are Louis Rollin Ii Smith's credentials?

Louis Rollin Ii Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Louis Rollin Ii Smith located?

Louis Rollin Ii Smith is based in MANCHESTER, Missouri, last registered with MOLONEY SECURITIES CO., INC..

How does Louis Rollin Ii Smith charge for services?

Louis Rollin Ii Smith's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MOLONEY SECURITIES CO., INC.?

MOLONEY SECURITIES CO., INC. has approximately 58 employees and manages $258M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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