Unclaimed Profile

Phillip James Mason

UMB FINANCIAL SERVICES, INC.·KANSAS CITY, Missouri

SIE, Series 7, Series 24, Series 52, Series 53, Series 66Clean record12 years registeredUMB FINANCIAL SERVICES, INC.

928 GRAND BLVD, KANSAS CITY, MO 64106CRD# 6246519Firm CRD# 17073

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Phillip James Mason · KANSAS CITY, MO

Registration

CRD #6246519 · UMB FINANCIAL SERVICES, INC. · 12 years registered

Brand Profile

Not yet started

Career History

UMB FINANCIAL SERVICES, INC.

Jan 2014 – present

UMB FINANCIAL SERVICES, INC.

Sep 2013 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 52

Series 53

Series 66

Registration record

First registered · September 5, 2013

Years registered · 12

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

UMB FINANCIAL SERVICES, INC.

CRD 17073 · SEC 801-62967

AUM

$731K

Regulatory assets under management

Employees

1 client accounts

Services offered by UMB FINANCIAL SERVICES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at UMB FINANCIAL SERVICES, INC. →

Introduction

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Frequently Asked Questions

What services does Phillip James Mason offer?

Phillip James Mason specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in KANSAS CITY, Missouri for a consultation.

What are Phillip James Mason's credentials?

Phillip James Mason is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Phillip James Mason located?

Phillip James Mason is based in KANSAS CITY, Missouri, working with UMB FINANCIAL SERVICES, INC.. Their office serves clients in the KANSAS CITY metropolitan area and surrounding communities.

How does Phillip James Mason charge for services?

Phillip James Mason's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is UMB FINANCIAL SERVICES, INC.?

UMB FINANCIAL SERVICES, INC. has approximately 58 employees and manages $731K in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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