Unclaimed Profile

Andrew Michael Ellis

UMB FINANCIAL SERVICES, INC.·KANSAS CITY, Missouri

SIE, Series 6, Series 7, Series 24, Series 63, Series 65Clean record23 years registeredUMB FINANCIAL SERVICES, INC.

928 GRAND BLVD, KANSAS CITY, MO 64106CRD# 1819979Firm CRD# 17073

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Andrew Michael Ellis · KANSAS CITY, MO

Registration

CRD #1819979 · UMB FINANCIAL SERVICES, INC. · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: UMB FINANCIAL SERVICES, INC.

UMB FINANCIAL SERVICES, INC.

Nov 2002 – Aug 2016

KANSAS CITY, MO

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · November 22, 2002

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

UMB FINANCIAL SERVICES, INC.

CRD 17073 · SEC 801-62967

AUM

$731K

Regulatory assets under management

Employees

1 client accounts

Services offered by UMB FINANCIAL SERVICES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at UMB FINANCIAL SERVICES, INC. →

Introduction

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Frequently Asked Questions

What services does Andrew Michael Ellis offer?

Andrew Michael Ellis specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory.

What are Andrew Michael Ellis's credentials?

Andrew Michael Ellis is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Andrew Michael Ellis located?

Andrew Michael Ellis is based in KANSAS CITY, Missouri, last registered with UMB FINANCIAL SERVICES, INC..

How does Andrew Michael Ellis charge for services?

Andrew Michael Ellis's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is UMB FINANCIAL SERVICES, INC.?

UMB FINANCIAL SERVICES, INC. has approximately 58 employees and manages $731K in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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