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Jeffrey Thomas Maxwell

UMB FINANCIAL SERVICES, INC.·KANSAS CITY, Missouri
SIE, Series 7, Series 24, Series 52TO, Series 63, Series 99TOClean recordUMB FINANCIAL SERVICES, INC.
928 GRAND BLVD, KANSAS CITY, MO 64106CRD# 2626068Firm CRD# 17073

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Jeffrey Thomas Maxwell · KANSAS CITY, MO
Registration
CRD #2626068 · UMB FINANCIAL SERVICES, INC.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 52TO
Series 63
Series 99TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
UMB FINANCIAL SERVICES, INC.
CRD 17073 · SEC 801-62967
AUM
$731K
Regulatory assets under management
Employees
58
1 client accounts
Services offered by UMB FINANCIAL SERVICES, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at UMB FINANCIAL SERVICES, INC. →
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Frequently Asked Questions

What services does Jeffrey Thomas Maxwell offer?
Jeffrey Thomas Maxwell specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in KANSAS CITY, Missouri for a consultation.
What are Jeffrey Thomas Maxwell's credentials?
Jeffrey Thomas Maxwell is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Jeffrey Thomas Maxwell located?
Jeffrey Thomas Maxwell is based in KANSAS CITY, Missouri, working with UMB FINANCIAL SERVICES, INC.. Their office serves clients in the KANSAS CITY metropolitan area and surrounding communities.
How does Jeffrey Thomas Maxwell charge for services?
Jeffrey Thomas Maxwell's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is UMB FINANCIAL SERVICES, INC.?
UMB FINANCIAL SERVICES, INC. has approximately 58 employees and manages $731K in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at UMB FINANCIAL SERVICES, INC.

Charles Patrick Smith
KANSAS CITY, MO
Jimmy Ray Jr Turner
KANSAS CITY, MO
Andrew Michael Ellis
KANSAS CITY, MO
Stephen Michael Kitts
KANSAS CITY, MO
Angela Gaye Gates
KANSAS CITY, MO
Benjamin Joseph Skilling
KANSAS CITY, MO
CFP

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