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Timothy Joseph Banks

THE WORLEY BANKS GROUP, LLC·CREVE COEUR, Missouri
SIE, Series 7, Series 65, Series 6619 years registeredTHE WORLEY BANKS GROUP, LLC
6 CITYPLACE DRIVE, CREVE COEUR, MO 63141CRD# 4497630Firm CRD# 306890

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Timothy Joseph Banks · CREVE COEUR, MO
Registration
CRD #4497630 · THE WORLEY BANKS GROUP, LLC · 19 years registered
Brand Profile
Not yet started
01

Career History

THE WORLEY BANKS GROUP, LLC
May 2020 – present
RFG ADVISORY, LLC
Aug 2014 – Sep 2020
CREVE COEUR, MO
LPL FINANCIAL LLC
Dec 2010 – Oct 2015
CREVE COEUR, MO
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)
Oct 2007 – Dec 2010
FESTUS, MO
AMERICAN GENERAL SECURITIES INCORPORATED
Mar 2007 – Oct 2007
FESTUS, MO
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 65
Series 66
Registration record
First registered · March 20, 2007
Years registered · 19
03

Disclosure History

2024Customer Dispute·Settled
2024Customer Dispute·Settled
2020Customer Dispute·Settled
2004Customer Dispute·Withdrawn

4 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
THE WORLEY BANKS GROUP, LLC
CRD 306890 · SEC 801-118683
AUM
$143M
Regulatory assets under management
Employees
4
768 client accounts
Services offered by THE WORLEY BANKS GROUP, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Other
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at THE WORLEY BANKS GROUP, LLC →
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05

Frequently Asked Questions

What services does Timothy Joseph Banks offer?
Timothy Joseph Banks specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in CREVE COEUR, Missouri for a consultation.
What are Timothy Joseph Banks's credentials?
Timothy Joseph Banks is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Timothy Joseph Banks located?
Timothy Joseph Banks is based in CREVE COEUR, Missouri, working with THE WORLEY BANKS GROUP, LLC. Their office serves clients in the CREVE COEUR metropolitan area and surrounding communities.
How does Timothy Joseph Banks charge for services?
Timothy Joseph Banks's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is THE WORLEY BANKS GROUP, LLC?
THE WORLEY BANKS GROUP, LLC has approximately 4 employees and manages $143M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at THE WORLEY BANKS GROUP, LLC

David Holt Worley
CREVE COEUR, MO

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