Unclaimed Profile

Thomas Lee Engle

FIDUCIARY ASSET MANAGEMENT LLC·CLAYTON, Missouri

Series 65Clean record21 years registeredFIDUCIARY ASSET MANAGEMENT LLC

8235 FORSYTH BOULEVARD, CLAYTON, MO 63105CRD# 4903714Firm CRD# 107171

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas Lee Engle · CLAYTON, MO

Registration

CRD #4903714 · FIDUCIARY ASSET MANAGEMENT LLC · 21 years registered

Brand Profile

Not yet started

Career History

F/M INVESTMENTS LLC

Apr 2024 – present

ZCM

Jun 2020 – May 2024

CLAYTON, MO

ZIEGLER CAPITAL MANAGEMENT, LLC

Jun 2015 – Jun 2020

CLAYTON, MO

FIDUCIARY ASSET MANAGEMENT LLC

Feb 2012 – Jun 2015

CLAYTON, MO

FIDUCIARY ASSET MANAGEMENT, L.L.C.

May 2005 – Nov 2007

ST. LOUIS, MO

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · May 6, 2005

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FIDUCIARY ASSET MANAGEMENT LLC

CRD 107171 · SEC 801-46751

AUM

$2.2B

Regulatory assets under management

Employees

108 client accounts

Services offered by FIDUCIARY ASSET MANAGEMENT LLC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

View all advisors at FIDUCIARY ASSET MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Thomas Lee Engle offer?

Thomas Lee Engle specializes in Investment Management, Retirement Planning, Wealth Management, Fee-Only Advisory. Contact their office in CLAYTON, Missouri for a consultation.

What are Thomas Lee Engle's credentials?

Thomas Lee Engle is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Thomas Lee Engle located?

Thomas Lee Engle is based in CLAYTON, Missouri, working with FIDUCIARY ASSET MANAGEMENT LLC. Their office serves clients in the CLAYTON metropolitan area and surrounding communities.

How does Thomas Lee Engle charge for services?

Thomas Lee Engle's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FIDUCIARY ASSET MANAGEMENT LLC?

FIDUCIARY ASSET MANAGEMENT LLC has approximately 9 employees and manages $2.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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