Unclaimed Profile

Sean C Hughes

FIDUCIARY ASSET MANAGEMENT LLC·CLAYTON, Missouri

Clean record14 years registeredFIDUCIARY ASSET MANAGEMENT LLC

8235 FORSYTH BOULEVARD, CLAYTON, MO 63105CRD# 5454768Firm CRD# 107171

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Sean C Hughes · CLAYTON, MO

Registration

CRD #5454768 · FIDUCIARY ASSET MANAGEMENT LLC · 14 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: FIDUCIARY ASSET MANAGEMENT LLC

F/M INVESTMENTS LLC

Apr 2024 – Jul 2024

ST. LOUIS, MO

ZCM

Jun 2020 – May 2024

ST. LOUIS, MO

ZIEGLER CAPITAL MANAGEMENT, LLC

Jun 2015 – Jun 2020

CLAYTON, MO

FIDUCIARY ASSET MANAGEMENT LLC

Mar 2012 – Jun 2015

CLAYTON, MO

Registrations & Exams

Registration record

First registered · March 2, 2012

Years registered · 14

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FIDUCIARY ASSET MANAGEMENT LLC

CRD 107171 · SEC 801-46751

AUM

$2.2B

Regulatory assets under management

Employees

108 client accounts

Services offered by FIDUCIARY ASSET MANAGEMENT LLC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

View all advisors at FIDUCIARY ASSET MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Sean C Hughes offer?

Sean C Hughes specializes in Investment Management, Retirement Planning, Wealth Management, Fee-Only Advisory.

What are Sean C Hughes's credentials?

Sean C Hughes is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Sean C Hughes located?

Sean C Hughes is based in CLAYTON, Missouri, last registered with FIDUCIARY ASSET MANAGEMENT LLC.

How does Sean C Hughes charge for services?

Sean C Hughes's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FIDUCIARY ASSET MANAGEMENT LLC?

FIDUCIARY ASSET MANAGEMENT LLC has approximately 9 employees and manages $2.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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