Unclaimed Profile

Thomas Anthony Jr Gonsalves

SMITH MOORE & CO.·CLAYTON, Missouri

SIE, Series 7, Series 9, Series 10, Series 14, Series 24, Series 63, Series 65, Series 87Clean record20 years registeredSMITH MOORE & CO.

7777 BONHOMME AVENUE, CLAYTON, MO 63105CRD# 1012449Firm CRD# 3441

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas Anthony Jr Gonsalves · CLAYTON, MO

Registration

CRD #1012449 · SMITH MOORE & CO. · 20 years registered

Brand Profile

Not yet started

Career History

SMITH MOORE & CO.

Mar 2006 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 14

Series 24

Series 63

Series 65

Series 87

Registration record

First registered · March 14, 2006

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SMITH MOORE & CO.

CRD 3441 · SEC 801-68175

AUM

$1.7B

Regulatory assets under management

Employees

4,988 client accounts

Services offered by SMITH MOORE & CO.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SMITH MOORE & CO. →

Introduction

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Frequently Asked Questions

What services does Thomas Anthony Jr Gonsalves offer?

Thomas Anthony Jr Gonsalves specializes in Financial Planning, Investment Management. Contact their office in CLAYTON, Missouri for a consultation.

What are Thomas Anthony Jr Gonsalves's credentials?

Thomas Anthony Jr Gonsalves is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Thomas Anthony Jr Gonsalves located?

Thomas Anthony Jr Gonsalves is based in CLAYTON, Missouri, working with SMITH MOORE & CO.. Their office serves clients in the CLAYTON metropolitan area and surrounding communities.

How does Thomas Anthony Jr Gonsalves charge for services?

Thomas Anthony Jr Gonsalves's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SMITH MOORE & CO.?

SMITH MOORE & CO. has approximately 65 employees and manages $1.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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