Unclaimed Profile

Amy Lynn Tognozzi

SMITH MOORE & CO.·CLAYTON, Missouri

SIE, Series 7, Series 24, Series 27, Series 66, Series 99TOClean record10 years registeredSMITH MOORE & CO.

7777 BONHOMME AVENUE, CLAYTON, MO 63105CRD# 6486826Firm CRD# 3441

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Amy Lynn Tognozzi · CLAYTON, MO

Registration

CRD #6486826 · SMITH MOORE & CO. · 10 years registered

Brand Profile

Not yet started

Career History

SMITH MOORE & CO.

Sep 2023 – present

SMITH, MOORE & CO.

Jul 2016 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 27

Series 66

Series 99TO

Registration record

First registered · July 19, 2016

Years registered · 10

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SMITH MOORE & CO.

CRD 3441 · SEC 801-68175

AUM

$1.7B

Regulatory assets under management

Employees

4,988 client accounts

Services offered by SMITH MOORE & CO.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SMITH MOORE & CO. →

Introduction

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Frequently Asked Questions

What services does Amy Lynn Tognozzi offer?

Amy Lynn Tognozzi specializes in Financial Planning, Investment Management. Contact their office in CLAYTON, Missouri for a consultation.

What are Amy Lynn Tognozzi's credentials?

Amy Lynn Tognozzi is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Amy Lynn Tognozzi located?

Amy Lynn Tognozzi is based in CLAYTON, Missouri, working with SMITH MOORE & CO.. Their office serves clients in the CLAYTON metropolitan area and surrounding communities.

How does Amy Lynn Tognozzi charge for services?

Amy Lynn Tognozzi's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SMITH MOORE & CO.?

SMITH MOORE & CO. has approximately 65 employees and manages $1.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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