Unclaimed Profile

Kent Charles Schmidt

SMITH MOORE & CO.·CLAYTON, Missouri

SIE, Series 3, Series 4, Series 7, Series 9, Series 10, Series 24, Series 63CFPClean record25 years registeredSMITH MOORE & CO.

7777 BONHOMME AVENUE, CLAYTON, MO 63105CRD# 2153325Firm CRD# 3441

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kent Charles Schmidt · CLAYTON, MO

Registration

CRD #2153325 · SMITH MOORE & CO. · 25 years registered

Brand Profile

Not yet started

Career History

SMITH MOORE & CO.

Aug 2009 – present

WELLS FARGO ADVISORS, LLC

Jan 2008 – Aug 2009

EFFINGHAM, IL

A. G. EDWARDS & SONS, INC.

Dec 2000 – Jan 2008

EFFINGHAM, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 4

Series 7

Series 9

Series 10

Series 24

Series 63

Registration record

First registered · December 22, 2000

Years registered · 25

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SMITH MOORE & CO.

CRD 3441 · SEC 801-68175

AUM

$1.7B

Regulatory assets under management

Employees

4,988 client accounts

Services offered by SMITH MOORE & CO.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SMITH MOORE & CO. →

Introduction

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Frequently Asked Questions

What services does Kent Charles Schmidt offer?

Kent Charles Schmidt specializes in Financial Planning, Investment Management. Contact their office in CLAYTON, Missouri for a consultation.

What are Kent Charles Schmidt's credentials?

Kent Charles Schmidt holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Kent Charles Schmidt located?

Kent Charles Schmidt is based in CLAYTON, Missouri, working with SMITH MOORE & CO.. Their office serves clients in the CLAYTON metropolitan area and surrounding communities.

How does Kent Charles Schmidt charge for services?

Kent Charles Schmidt's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SMITH MOORE & CO.?

SMITH MOORE & CO. has approximately 65 employees and manages $1.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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