Unclaimed Profile

Erik Andrew Swanson

COMMERCE BROKERAGE SERVICES, INC.·CLAYTON, Missouri

Series 7, Series 24, Series 52, Series 53, Series 55, Series 63, Series 65, Series 99TOCFAClean record20 years registeredCOMMERCE BROKERAGE SERVICES, INC.

8000 FORSYTH, CLAYTON, MO 63105-1707CRD# 4170204Firm CRD# 17140

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Erik Andrew Swanson · CLAYTON, MO

Registration

CRD #4170204 · COMMERCE BROKERAGE SERVICES, INC. · 20 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: COMMERCE BROKERAGE SERVICES, INC.

SAYBROOK TAX-EXEMPT ADVISORS, LLC

Mar 2006 – Apr 2007

LOS ANGELES, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 24

Series 52

Series 53

Series 55

Series 63

Series 65

Series 99TO

Registration record

First registered · March 16, 2006

Years registered · 20

Professional designation · CFA

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

COMMERCE BROKERAGE SERVICES, INC.

CRD 17140 · SEC 801-66509

AUM

$650M

Regulatory assets under management

Employees

3,570 client accounts

Services offered by COMMERCE BROKERAGE SERVICES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at COMMERCE BROKERAGE SERVICES, INC. →

Introduction

Speak with Erik Andrew

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Erik Andrew is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in CLAYTON?

Browse all registered financial advisors in CLAYTON, Missouri or claim this profile if it's yours.

Browse CLAYTON Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Erik Andrew Swanson offer?

Erik Andrew Swanson specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory.

What are Erik Andrew Swanson's credentials?

Erik Andrew Swanson holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Erik Andrew Swanson located?

Erik Andrew Swanson is based in CLAYTON, Missouri, last registered with COMMERCE BROKERAGE SERVICES, INC..

How does Erik Andrew Swanson charge for services?

Erik Andrew Swanson's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is COMMERCE BROKERAGE SERVICES, INC.?

COMMERCE BROKERAGE SERVICES, INC. has approximately 37 employees and manages $650M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →