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Erik Andrew Swanson

COMMERCE BROKERAGE SERVICES, INC.·CLAYTON, Missouri
Unclaimed Profile
8000 FORSYTH, CLAYTON, MO 63105-1707CRD# 4170204Firm CRD# 17140
01

About

Erik Andrew Swanson is a registered financial advisor based in CLAYTON, Missouri, affiliated with COMMERCE BROKERAGE SERVICES, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Fee-Only Advisory
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
COMMERCE BROKERAGE SERVICES, INC.
COMMERCE BROKERAGE SERVICES, INC
AUM
$650M
Regulatory assets under management
Employees
37
Total firm employees
View all advisors at COMMERCE BROKERAGE SERVICES, INC. →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 4170204
Firm CRD# 17140
6 disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Erik Andrew Swanson offer?
Erik Andrew Swanson specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in CLAYTON, Missouri for a consultation.
What are Erik Andrew Swanson's credentials?
Erik Andrew Swanson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Erik Andrew Swanson located?
Erik Andrew Swanson is based in CLAYTON, Missouri, working with COMMERCE BROKERAGE SERVICES, INC.. Their office serves clients in the CLAYTON metropolitan area and surrounding communities.
How does Erik Andrew Swanson charge for services?
Erik Andrew Swanson's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is COMMERCE BROKERAGE SERVICES, INC.?
COMMERCE BROKERAGE SERVICES, INC. has approximately 37 employees and manages $650M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in Missouri
ST. LOUIS (594)KANSAS CITY (265)SAINT LOUIS (108)CHESTERFIELD (78)SPRINGFIELD (54)
City Guides
ST. LOUIS GuideKANSAS CITY GuideSAINT LOUIS GuideCHESTERFIELD GuideSPRINGFIELD Guide
Research
Advisor Fees in MissouriNational Fee Analysis
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