Unclaimed Profile

Barbara Ann Kraft

SMITH MOORE & CO.·CLAYTON, Missouri

SIE, Series 99Clean recordSMITH MOORE & CO.

7777 BONHOMME AVENUE, CLAYTON, MO 63105CRD# 1225082Firm CRD# 3441

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Barbara Ann Kraft · CLAYTON, MO

Registration

CRD #1225082 · SMITH MOORE & CO.

Brand Profile

Not yet started

Registrations & Exams

FINRA examinations passed

SIE

Series 99

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SMITH MOORE & CO.

CRD 3441 · SEC 801-68175

AUM

$1.7B

Regulatory assets under management

Employees

4,988 client accounts

Services offered by SMITH MOORE & CO.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SMITH MOORE & CO. →

Introduction

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Frequently Asked Questions

What services does Barbara Ann Kraft offer?

Barbara Ann Kraft specializes in Financial Planning, Investment Management. Contact their office in CLAYTON, Missouri for a consultation.

What are Barbara Ann Kraft's credentials?

Barbara Ann Kraft is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Barbara Ann Kraft located?

Barbara Ann Kraft is based in CLAYTON, Missouri, working with SMITH MOORE & CO.. Their office serves clients in the CLAYTON metropolitan area and surrounding communities.

How does Barbara Ann Kraft charge for services?

Barbara Ann Kraft's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SMITH MOORE & CO.?

SMITH MOORE & CO. has approximately 65 employees and manages $1.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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