Unclaimed Profile

James Boyd Flewelling

AMERIPRISE FINANCIAL SERVICES, INC.·MINNEAPOLIS, Minnesota

SIE, Series 3, Series 7, Series 9, Series 10, Series 24, Series 63, Series 65Clean record29 years registeredAMERIPRISE FINANCIAL SERVICES, INC.

707 2ND AVENUE SOUTH, MINNEAPOLIS, MN 55402CRD# 2331794Firm CRD# 6363

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Boyd Flewelling · MINNEAPOLIS, MN

Registration

CRD #2331794 · AMERIPRISE FINANCIAL SERVICES, INC. · 29 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: AMERIPRISE FINANCIAL SERVICES, INC.

CETERA INVESTMENT ADVISERS LLC

Jun 2023 – Nov 2024

Durango, CO

CETERA ADVISOR NETWORKS LLC

Oct 2020 – Jun 2023

Durango, CO

MML INVESTORS SERVICES, LLC

Apr 2020 – Sep 2020

HOUSTON, TX

NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC

Nov 2016 – May 2018

HOUSTON, TX

AMERIPRISE FINANCIAL SERVICES, INC.

Mar 2009 – Mar 2016

AUSTIN, TX

AMERIPRISE ADVISOR SERVICES, INC.

Mar 2007 – Oct 2009

HOUSTON, TX

UBS FINANCIAL SERVICES INC.

Aug 2004 – Jan 2007

HOUSTON, TX

WACHOVIA SECURITIES, LLC

Jul 2003 – Aug 2004

ROSEVILLE, CA

PRUDENTIAL SECURITIES INCORPORATED

Jul 1997 – Jul 2003

ROSEVILLE, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 9

Series 10

Series 24

Series 63

Series 65

Registration record

First registered · July 8, 1997

Years registered · 29

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

AMERIPRISE FINANCIAL SERVICES, LLC

CRD 6363 · SEC 801-28543

AUM

$479.8B

Regulatory assets under management

Employees

13,903

2,284,921 client accounts

Services offered by AMERIPRISE FINANCIAL SERVICES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at AMERIPRISE FINANCIAL SERVICES, LLC →

Introduction

Speak with James Boyd

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if James Boyd is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in MINNEAPOLIS?

Browse all registered financial advisors in MINNEAPOLIS, Minnesota or claim this profile if it's yours.

Browse MINNEAPOLIS Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does James Boyd Flewelling offer?

James Boyd Flewelling specializes in Financial Planning, Investment Management, Wealth Management.

What are James Boyd Flewelling's credentials?

James Boyd Flewelling is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Boyd Flewelling located?

James Boyd Flewelling is based in MINNEAPOLIS, Minnesota, last registered with AMERIPRISE FINANCIAL SERVICES, INC..

How does James Boyd Flewelling charge for services?

James Boyd Flewelling's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is AMERIPRISE FINANCIAL SERVICES, INC.?

AMERIPRISE FINANCIAL SERVICES, INC. has approximately 13903 employees and manages $479.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →