Unclaimed Profile

David Kent Stewart

AMERIPRISE FINANCIAL SERVICES, INC.·MINNEAPOLIS, Minnesota

Series 27Clean recordAMERIPRISE FINANCIAL SERVICES, INC.

707 2ND AVENUE SOUTH, MINNEAPOLIS, MN 55402CRD# 2990869Firm CRD# 6363

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Kent Stewart · MINNEAPOLIS, MN

Registration

CRD #2990869 · AMERIPRISE FINANCIAL SERVICES, INC.

Brand Profile

Not yet started

Registrations & Exams

FINRA examinations passed

Series 27

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

AMERIPRISE FINANCIAL SERVICES, LLC

CRD 6363 · SEC 801-28543

AUM

$479.8B

Regulatory assets under management

Employees

13,903

2,284,921 client accounts

Services offered by AMERIPRISE FINANCIAL SERVICES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at AMERIPRISE FINANCIAL SERVICES, LLC →

Introduction

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Frequently Asked Questions

What services does David Kent Stewart offer?

David Kent Stewart specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in MINNEAPOLIS, Minnesota for a consultation.

What are David Kent Stewart's credentials?

David Kent Stewart is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Kent Stewart located?

David Kent Stewart is based in MINNEAPOLIS, Minnesota, working with AMERIPRISE FINANCIAL SERVICES, INC.. Their office serves clients in the MINNEAPOLIS metropolitan area and surrounding communities.

How does David Kent Stewart charge for services?

David Kent Stewart's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is AMERIPRISE FINANCIAL SERVICES, INC.?

AMERIPRISE FINANCIAL SERVICES, INC. has approximately 13903 employees and manages $479.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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