Unclaimed Profile

Thomas David Herstad

THE OAK RIDGE FINANCIAL SERVICES GROUP, INC·GOLDEN VALLEY, Minnesota

SIE, Series 4, Series 7, Series 8, Series 14, Series 24, Series 52, Series 53, Series 63, Series 65, Series 66, Series 7913 years registeredTHE OAK RIDGE FINANCIAL SERVICES GROUP, INC

701 XENIA AVENUE SOUTH, GOLDEN VALLEY, MN 55416-1089CRD# 2386336Firm CRD# 42941

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas David Herstad · GOLDEN VALLEY, MN

Registration

CRD #2386336 · THE OAK RIDGE FINANCIAL SERVICES GROUP, INC · 13 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: THE OAK RIDGE FINANCIAL SERVICES GROUP, INC

THE OAK RIDGE FINANCIAL SERVICES GROUP, INC

Dec 2012 – Feb 2023

GOLDEN VALLEY, MN

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 8

Series 14

Series 24

Series 52

Series 53

Series 63

Series 65

Series 66

Series 79

Registration record

First registered · December 5, 2012

Years registered · 13

Disclosure History

1999Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

THE OAK RIDGE FINANCIAL SERVICES GROUP, INC

CRD 42941 · SEC 801-80809

AUM

$456M

Regulatory assets under management

Employees

1,501 client accounts

Services offered by THE OAK RIDGE FINANCIAL SERVICES GROUP, INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at THE OAK RIDGE FINANCIAL SERVICES GROUP, INC →

Introduction

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Frequently Asked Questions

What services does Thomas David Herstad offer?

Thomas David Herstad specializes in Financial Planning, Investment Management.

What are Thomas David Herstad's credentials?

Thomas David Herstad is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Thomas David Herstad located?

Thomas David Herstad is based in GOLDEN VALLEY, Minnesota, last registered with THE OAK RIDGE FINANCIAL SERVICES GROUP, INC.

How does Thomas David Herstad charge for services?

Thomas David Herstad's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is THE OAK RIDGE FINANCIAL SERVICES GROUP, INC?

THE OAK RIDGE FINANCIAL SERVICES GROUP, INC has approximately 60 employees and manages $456M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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