Unclaimed Profile

Nicholas Edward Stovall

GRADIENT SECURITIES, LLC·ARDEN HILLS, Minnesota

SIE, Series 7, Series 27, Series 66, Series 99TOPFS17 years registeredGRADIENT SECURITIES, LLC

4105 LEXINGTON AVENUE N, ARDEN HILLS, MN 55126CRD# 5581487Firm CRD# 127701

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Nicholas Edward Stovall · ARDEN HILLS, MN

Registration

CRD #5581487 · GRADIENT SECURITIES, LLC · 17 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: GRADIENT SECURITIES, LLC

GRADIENT ADVISORS, LLC

Oct 2010 – Jul 2023

ARDEN HILLS, MN

EDWARD JONES

Oct 2008 – Apr 2009

NEW RICHMOND, WI

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 27

Series 66

Series 99TO

Registration record

First registered · October 29, 2008

Years registered · 17

Professional designation · PFS

Disclosure History

2025Regulatory·Final

2023Customer Dispute·Settled

2023Employment Separation After Allegations

2023Regulatory·Final

2018Customer Dispute·Denied

6 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

GRADIENT SECURITIES, LLC

CRD 127701 · SEC 801-80807

AUM

$475M

Regulatory assets under management

Employees

6,625 client accounts

Services offered by GRADIENT SECURITIES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at GRADIENT SECURITIES, LLC →

Introduction

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Frequently Asked Questions

What services does Nicholas Edward Stovall offer?

Nicholas Edward Stovall specializes in Financial Planning, Investment Management.

What are Nicholas Edward Stovall's credentials?

Nicholas Edward Stovall holds the following professional designations: PFS. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Nicholas Edward Stovall located?

Nicholas Edward Stovall is based in ARDEN HILLS, Minnesota, last registered with GRADIENT SECURITIES, LLC.

How does Nicholas Edward Stovall charge for services?

Nicholas Edward Stovall's firm is compensated through percentage of aum, hourly charges, subscription fees, other: solicitor fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GRADIENT SECURITIES, LLC?

GRADIENT SECURITIES, LLC has approximately 62 employees and manages $475M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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