Unclaimed Profile

Klaus Herbert Siepmann

GRADIENT SECURITIES, LLC·ARDEN HILLS, Minnesota

SIE, Series 4, Series 7, Series 24, Series 27, Series 53, Series 63, Series 65Clean record22 years registeredGRADIENT SECURITIES, LLC

4105 LEXINGTON AVENUE N, ARDEN HILLS, MN 55126CRD# 2834847Firm CRD# 127701

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Klaus Herbert Siepmann · ARDEN HILLS, MN

Registration

CRD #2834847 · GRADIENT SECURITIES, LLC · 22 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: GRADIENT SECURITIES, LLC

GRADIENT WEALTH MANAGEMENT

Jan 2015 – Dec 2019

ARDEN HILLS, MN

GRADIENT ADVISORS, LLC

Nov 2013 – Jan 2015

ARDEN HILLS, MN

ALLIED BEACON WEALTH MANAGEMENT, LLC

Aug 2013 – Sep 2013

SCHAUMBURG, IL

ALLIED BEACON WEALTH MANAGEMENT, LLC

Oct 2011 – Dec 2012

SCHAUMBURG, IL

WORKMAN SECURITIES CORPORATION

Oct 2006 – Sep 2011

EDEN PRAIRIE, MN

GENEOS WEALTH MANAGEMENT, INC.

Mar 2004 – Apr 2004

BROOKLYN PARK, MN

UNITED SECURITIES ALLIANCE, INC.

Sep 2003 – Mar 2004

BROOKLYN PARK, MN

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 27

Series 53

Series 63

Series 65

Registration record

First registered · September 24, 2003

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

GRADIENT SECURITIES, LLC

CRD 127701 · SEC 801-80807

AUM

$475M

Regulatory assets under management

Employees

6,625 client accounts

Services offered by GRADIENT SECURITIES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at GRADIENT SECURITIES, LLC →

Introduction

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Frequently Asked Questions

What services does Klaus Herbert Siepmann offer?

Klaus Herbert Siepmann specializes in Financial Planning, Investment Management.

What are Klaus Herbert Siepmann's credentials?

Klaus Herbert Siepmann is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Klaus Herbert Siepmann located?

Klaus Herbert Siepmann is based in ARDEN HILLS, Minnesota, last registered with GRADIENT SECURITIES, LLC.

How does Klaus Herbert Siepmann charge for services?

Klaus Herbert Siepmann's firm is compensated through percentage of aum, hourly charges, subscription fees, other: solicitor fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GRADIENT SECURITIES, LLC?

GRADIENT SECURITIES, LLC has approximately 62 employees and manages $475M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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