Unclaimed Profile

Charles David Leflar

GRADIENT SECURITIES, LLC·ARDEN HILLS, Minnesota

SIE, Series 7, Series 24, Series 52TO, Series 53, Series 66Clean record15 years registeredGRADIENT SECURITIES, LLC

4105 LEXINGTON AVENUE N, ARDEN HILLS, MN 55126CRD# 5236059Firm CRD# 127701

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Charles David Leflar · ARDEN HILLS, MN

Registration

CRD #5236059 · GRADIENT SECURITIES, LLC · 15 years registered

Brand Profile

Not yet started

Career History

LPL ENTERPRISE, LLC

Nov 2024 – present

PRUDENTIAL FINANCIAL PLANNING SERVICES

Mar 2021 – Nov 2024

ST. LOUIS PARK, MN

GRADIENT WEALTH MANAGEMENT

Feb 2015 – Mar 2021

ARDEN HILLS, MN

GRADIENT ADVISORS, LLC

Jan 2011 – Apr 2015

ARDEN HILLS, MN

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 52TO

Series 53

Series 66

Registration record

First registered · January 10, 2011

Years registered · 15

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

GRADIENT SECURITIES, LLC

CRD 127701 · SEC 801-80807

AUM

$475M

Regulatory assets under management

Employees

6,625 client accounts

Services offered by GRADIENT SECURITIES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at GRADIENT SECURITIES, LLC →

Introduction

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Frequently Asked Questions

What services does Charles David Leflar offer?

Charles David Leflar specializes in Financial Planning, Investment Management. Contact their office in ARDEN HILLS, Minnesota for a consultation.

What are Charles David Leflar's credentials?

Charles David Leflar is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Charles David Leflar located?

Charles David Leflar is based in ARDEN HILLS, Minnesota, working with GRADIENT SECURITIES, LLC. Their office serves clients in the ARDEN HILLS metropolitan area and surrounding communities.

How does Charles David Leflar charge for services?

Charles David Leflar's firm is compensated through percentage of aum, hourly charges, subscription fees, other: solicitor fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GRADIENT SECURITIES, LLC?

GRADIENT SECURITIES, LLC has approximately 62 employees and manages $475M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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