Unclaimed Profile

Wayne Richard Schmidt

GRADIENT INVESTMENTS, LLC·ARDEN HILLS, Minnesota

Series 6, Series 7, Series 22, Series 24, Series 26, Series 39, Series 63Clean record17 years registeredGRADIENT INVESTMENTS, LLC

4105 LEXINGTON AVENUE NORTH, ARDEN HILLS, MN 55126CRD# 1278435Firm CRD# 141726

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Wayne Richard Schmidt · ARDEN HILLS, MN

Registration

CRD #1278435 · GRADIENT INVESTMENTS, LLC · 17 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: GRADIENT INVESTMENTS, LLC

GRADIENT INVESTMENTS, LLC

Jan 2012 – Dec 2020

ARDEN HILLS, MN

GRADIENT INVESTMENTS, LLC

Oct 2008 – Dec 2011

SHOREVIEW, MN

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 22

Series 24

Series 26

Series 39

Series 63

Registration record

First registered · October 27, 2008

Years registered · 17

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

GRADIENT INVESTMENTS, LLC

CRD 141726 · SEC 801-70812

AUM

$5.3B

Regulatory assets under management

Employees

56,752 client accounts

Services offered by GRADIENT INVESTMENTS, LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

View all advisors at GRADIENT INVESTMENTS, LLC →

Introduction

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Frequently Asked Questions

What services does Wayne Richard Schmidt offer?

Wayne Richard Schmidt specializes in Investment Management, Wealth Management.

What are Wayne Richard Schmidt's credentials?

Wayne Richard Schmidt is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Wayne Richard Schmidt located?

Wayne Richard Schmidt is based in ARDEN HILLS, Minnesota, last registered with GRADIENT INVESTMENTS, LLC.

How does Wayne Richard Schmidt charge for services?

Wayne Richard Schmidt's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GRADIENT INVESTMENTS, LLC?

GRADIENT INVESTMENTS, LLC has approximately 39 employees and manages $5.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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