Unclaimed Profile

Jeffrey Melvin Lokken

FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD·TRAVERSE CITY, Michigan

Series 2, Series 6, Series 7, Series 22, Series 63Clean record25 years registeredFINANCIAL & INVESTMENT MANAGEMENT GROUP LTD

111 CASS STREET, TRAVERSE CITY, MI 49684CRD# 1156819Firm CRD# 109811

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jeffrey Melvin Lokken · TRAVERSE CITY, MI

Registration

CRD #1156819 · FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD · 25 years registered

Brand Profile

Not yet started

Career History

MERCER GLOBAL ADVISORS INC.

Jan 2019 – present

FIM GROUP

Jul 2001 – May 2019

ONALASKA, WI

Registrations & Exams

FINRA examinations passed

Series 2

Series 6

Series 7

Series 22

Series 63

Registration record

First registered · July 13, 2001

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD

CRD 109811 · SEC 801-33001

Employees

Total firm employees

Services offered by FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD →

Introduction

Speak with Jeffrey

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Jeffrey is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in TRAVERSE CITY?

Browse all registered financial advisors in TRAVERSE CITY, Michigan or claim this profile if it's yours.

Browse TRAVERSE CITY Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Jeffrey Melvin Lokken offer?

Jeffrey Melvin Lokken specializes in Financial Planning, Investment Management. Contact their office in TRAVERSE CITY, Michigan for a consultation.

What are Jeffrey Melvin Lokken's credentials?

Jeffrey Melvin Lokken is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Jeffrey Melvin Lokken located?

Jeffrey Melvin Lokken is based in TRAVERSE CITY, Michigan, working with FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD. Their office serves clients in the TRAVERSE CITY metropolitan area and surrounding communities.

How does Jeffrey Melvin Lokken charge for services?

Jeffrey Melvin Lokken's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD?

FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD is a registered investment adviser with the SEC. See their Form ADV for full details.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →