AdvisorOS Directory
Claim Profile
Unclaimed Profile
MH

Mark Donald Herman

UP NORTH FINANCIAL, LLC·TRAVERSE CITY, Michigan
Clean recordUP NORTH FINANCIAL, LLC
223 EAST STATE STREET, TRAVERSE CITY, MI 49684CRD# 2190754Firm CRD# 150996

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Mark Donald Herman · TRAVERSE CITY, MI
Registration
CRD #2190754 · UP NORTH FINANCIAL, LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Mark Donald Herman is a registered financial advisor based in TRAVERSE CITY, Michigan, affiliated with UP NORTH FINANCIAL, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Introduction

Speak with Mark

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Mark is the right fit? Take our 2-minute quiz →

03

Firm Overview

Firm
UP NORTH FINANCIAL, LLC
UP NORTH FINANCIAL, LLC
AUM
$165M
Regulatory assets under management
Employees
2
Total firm employees
View all advisors at UP NORTH FINANCIAL, LLC →
Services
Financial planning
Portfolio management (individuals)
04

Background

Compensation
Percentage of AUM
Subscription fees
Regulatory
SEC/IARD CRD# 2190754
Firm CRD# 150996
View on FINRA BrokerCheck →

Looking for a financial advisor in TRAVERSE CITY?

Browse all registered financial advisors in TRAVERSE CITY, Michigan or claim this profile if it's yours.

Browse TRAVERSE CITY AdvisorsAre you this advisor? Claim profile
05

Frequently Asked Questions

What services does Mark Donald Herman offer?
Mark Donald Herman specializes in Financial Planning, Investment Management. Contact their office in TRAVERSE CITY, Michigan for a consultation.
What are Mark Donald Herman's credentials?
Mark Donald Herman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Mark Donald Herman located?
Mark Donald Herman is based in TRAVERSE CITY, Michigan, working with UP NORTH FINANCIAL, LLC. Their office serves clients in the TRAVERSE CITY metropolitan area and surrounding communities.
How does Mark Donald Herman charge for services?
Mark Donald Herman's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is UP NORTH FINANCIAL, LLC?
UP NORTH FINANCIAL, LLC has approximately 2 employees and manages $165M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

More Advisors in TRAVERSE CITY, Michigan

Kurt Austin Schuler
OLD MISSION INVESTMENT COMPANY, LLC·TRAVERSE CITY, MI
Harrison Michael Kennard
STONEPATH WEALTH MANAGEMENT LLC·TRAVERSE CITY, MI
Carolyn Marie Weeks
LEGACY FINANCIAL SERVICES GROUP, LLC·TRAVERSE CITY, MI
Edward C. Walker
BELMONT ROYALTY AND MINERALS, LLC·TRAVERSE CITY, MI
Bryce Potter Hundley
BELMONT ROYALTY AND MINERALS, LLC·TRAVERSE CITY, MI
Christopher Dale Millward
BLUEPRINT PARTNERS LLC·TRAVERSE CITY, MI

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Michigan
GRAND RAPIDS (173)BLOOMFIELD HILLS (163)SOUTHFIELD (139)ANN ARBOR (109)TROY (97)BIRMINGHAM (97)LANSING (90)DETROIT (77)LIVONIA (37)FARMINGTON HILLS (35)
City Guides
GRAND RAPIDS GuideBLOOMFIELD HILLS GuideSOUTHFIELD GuideANN ARBOR GuideTROY Guide
Research
Advisor Fees in MichiganNational Fee Analysis
Request removal of this profile