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Mark Donald Herman

UP NORTH FINANCIAL, LLC·TRAVERSE CITY, Michigan
Unclaimed Profile
223 EAST STATE STREET, TRAVERSE CITY, MI 49684CRD# 2190754Firm CRD# 150996
01

About

Mark Donald Herman is a registered financial advisor based in TRAVERSE CITY, Michigan, affiliated with UP NORTH FINANCIAL, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
UP NORTH FINANCIAL, LLC
UP NORTH FINANCIAL, LLC
AUM
$165M
Regulatory assets under management
Employees
2
Total firm employees
View all advisors at UP NORTH FINANCIAL, LLC →
Services
Financial planning
Portfolio management (individuals)
04

Background

Compensation
Percentage of AUM
Subscription fees
Regulatory
SEC/IARD CRD# 2190754
Firm CRD# 150996
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Mark Donald Herman offer?
Mark Donald Herman specializes in Financial Planning, Investment Management. Contact their office in TRAVERSE CITY, Michigan for a consultation.
What are Mark Donald Herman's credentials?
Mark Donald Herman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Mark Donald Herman located?
Mark Donald Herman is based in TRAVERSE CITY, Michigan, working with UP NORTH FINANCIAL, LLC. Their office serves clients in the TRAVERSE CITY metropolitan area and surrounding communities.
How does Mark Donald Herman charge for services?
Mark Donald Herman's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is UP NORTH FINANCIAL, LLC?
UP NORTH FINANCIAL, LLC has approximately 2 employees and manages $165M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in Michigan
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City Guides
GRAND RAPIDS GuideBLOOMFIELD HILLS GuideSOUTHFIELD GuideANN ARBOR GuideBIRMINGHAM Guide
Research
Advisor Fees in MichiganNational Fee Analysis
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