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Carolyn Marie Weeks

LEGACY FINANCIAL SERVICES GROUP, LLC·TRAVERSE CITY, Michigan
Series 65Clean record11 years registeredLEGACY FINANCIAL SERVICES GROUP, LLC
10691 EAST CARTER ROAD, TRAVERSE CITY, MI 49684CRD# 4699981Firm CRD# 140514

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Carolyn Marie Weeks · TRAVERSE CITY, MI
Registration
CRD #4699981 · LEGACY FINANCIAL SERVICES GROUP, LLC · 11 years registered
Brand Profile
Not yet started
01

Career History

LEGACY FINANCIAL SERVICES GROUP, INC.
Mar 2015 – present
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · March 23, 2015
Years registered · 11
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
LEGACY FINANCIAL SERVICES GROUP, INC.
CRD 140514 · SEC 801-66694
AUM
$81M
Regulatory assets under management
Employees
2
442 client accounts
Services offered by LEGACY FINANCIAL SERVICES GROUP, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at LEGACY FINANCIAL SERVICES GROUP, INC. →
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Frequently Asked Questions

What services does Carolyn Marie Weeks offer?
Carolyn Marie Weeks specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in TRAVERSE CITY, Michigan for a consultation.
What are Carolyn Marie Weeks's credentials?
Carolyn Marie Weeks is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Carolyn Marie Weeks located?
Carolyn Marie Weeks is based in TRAVERSE CITY, Michigan, working with LEGACY FINANCIAL SERVICES GROUP, LLC. Their office serves clients in the TRAVERSE CITY metropolitan area and surrounding communities.
How does Carolyn Marie Weeks charge for services?
Carolyn Marie Weeks's firm is compensated through percentage of aum, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is LEGACY FINANCIAL SERVICES GROUP, LLC?
LEGACY FINANCIAL SERVICES GROUP, LLC has approximately 2 employees and manages $81M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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