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Paul Howard Sutherland

FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD·TRAVERSE CITY, Michigan
Series 6, Series 7, Series 24, Series 63, Series 65Clean record29 years registeredFINANCIAL & INVESTMENT MANAGEMENT GROUP LTD
111 CASS STREET, TRAVERSE CITY, MI 49684CRD# 728366Firm CRD# 109811

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Paul Howard Sutherland · TRAVERSE CITY, MI
Registration
CRD #728366 · FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD · 29 years registered
Brand Profile
Not yet started
01

Career History

No current investment adviser registration
Last registered firm: FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD
MERCER GLOBAL ADVISORS INC.
Jan 2019 – Dec 2019
Traverse City, MI
FIM GROUP
Jun 2006 – May 2019
TRAVERSE CITY, MI
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD
Mar 1997 – Feb 2006
SUTTONS BAY, MI
02

Registrations & Exams

FINRA examinations passed
Series 6
Series 7
Series 24
Series 63
Series 65
Registration record
First registered · March 12, 1997
Years registered · 29
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD
CRD 109811 · SEC 801-33001
Employees
0
Total firm employees
Services offered by FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Other
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD →
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05

Frequently Asked Questions

What services does Paul Howard Sutherland offer?
Paul Howard Sutherland specializes in Financial Planning, Investment Management.
What are Paul Howard Sutherland's credentials?
Paul Howard Sutherland is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Paul Howard Sutherland located?
Paul Howard Sutherland is based in TRAVERSE CITY, Michigan, last registered with FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD.
How does Paul Howard Sutherland charge for services?
Paul Howard Sutherland's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD?
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD is a registered investment adviser with the SEC. See their Form ADV for full details.
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Other Advisors at FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD

Jeffrey Melvin Lokken
TRAVERSE CITY, MI
Barry Abbot Hyman
TRAVERSE CITY, MI
Matthew Russell Bohrer
TRAVERSE CITY, MI

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