Unclaimed Profile

Joseph Lawrence Taunt

REGAL INVESTMENT ADVISORS LLC·KENTWOOD, Michigan

SIE, Series 6, Series 7, Series 24, Series 26, Series 52TO, Series 53, Series 62, Series 63, Series 65, Series 99TOCFP ChFC19 years registeredREGAL INVESTMENT ADVISORS LLC

2687 44TH STREET SE, KENTWOOD, MI 49512CRD# 1087652Firm CRD# 125004

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Joseph Lawrence Taunt · KENTWOOD, MI

Registration

CRD #1087652 · REGAL INVESTMENT ADVISORS LLC · 19 years registered

Brand Profile

Not yet started

Career History

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Dec 2024 – present

CAMBRIDGE INVESTMENT RESEARCH, INC.

Dec 2024 – present

AMERICAN PORTFOLIOS ADVISORS, INC

Feb 2010 – Oct 2012

HOLBROOK, NY

SAGEPOINT FINANCIAL, INC.

Feb 2010 – Feb 2010

KENTWOOD, MI

REGAL INVESTMENT ADVISORS LLC

May 2007 – Dec 2024

KENTWOOD, MI

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 26

Series 52TO

Series 53

Series 62

Series 63

Series 65

Series 99TO

Registration record

First registered · May 10, 2007

Years registered · 19

Professional designations · CFP, ChFC

Disclosure History

2000Employment Separation After Allegations

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

REGAL INVESTMENT ADVISORS LLC

CRD 125004 · SEC 801-71923

AUM

$2.6B

Regulatory assets under management

Employees

140

12,870 client accounts

Services offered by REGAL INVESTMENT ADVISORS LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at REGAL INVESTMENT ADVISORS LLC →

Introduction

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Frequently Asked Questions

What services does Joseph Lawrence Taunt offer?

Joseph Lawrence Taunt specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in KENTWOOD, Michigan for a consultation.

What are Joseph Lawrence Taunt's credentials?

Joseph Lawrence Taunt holds the following professional designations: CFP, ChFC. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Joseph Lawrence Taunt located?

Joseph Lawrence Taunt is based in KENTWOOD, Michigan, working with REGAL INVESTMENT ADVISORS LLC. Their office serves clients in the KENTWOOD metropolitan area and surrounding communities.

How does Joseph Lawrence Taunt charge for services?

Joseph Lawrence Taunt's firm is compensated through percentage of aum, hourly charges, subscription fees, other: third party fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is REGAL INVESTMENT ADVISORS LLC?

REGAL INVESTMENT ADVISORS LLC has approximately 140 employees and manages $2.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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