Unclaimed Profile

Donald Nate Carlson

REGAL INVESTMENT ADVISORS LLC·KENTWOOD, Michigan

SIE, Series 6, Series 7, Series 24, Series 63, Series 65, Series 99TO17 years registeredREGAL INVESTMENT ADVISORS LLC

2687 44TH STREET SE, KENTWOOD, MI 49512CRD# 2903454Firm CRD# 125004

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Donald Nate Carlson · KENTWOOD, MI

Registration

CRD #2903454 · REGAL INVESTMENT ADVISORS LLC · 17 years registered

Brand Profile

Not yet started

Career History

REGAL INVESTMENT ADVISORS LLC

Jan 2011 – present

AMERICAN PORTFOLIOS ADVISORS, INC

Mar 2009 – May 2011

HOLBROOK, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 63

Series 65

Series 99TO

Registration record

First registered · March 10, 2009

Years registered · 17

Disclosure History

2025Regulatory·Final

2023Customer Dispute·Settled

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

REGAL INVESTMENT ADVISORS LLC

CRD 125004 · SEC 801-71923

AUM

$2.6B

Regulatory assets under management

Employees

140

12,870 client accounts

Services offered by REGAL INVESTMENT ADVISORS LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at REGAL INVESTMENT ADVISORS LLC →

Introduction

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Frequently Asked Questions

What services does Donald Nate Carlson offer?

Donald Nate Carlson specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in KENTWOOD, Michigan for a consultation.

What are Donald Nate Carlson's credentials?

Donald Nate Carlson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Donald Nate Carlson located?

Donald Nate Carlson is based in KENTWOOD, Michigan, working with REGAL INVESTMENT ADVISORS LLC. Their office serves clients in the KENTWOOD metropolitan area and surrounding communities.

How does Donald Nate Carlson charge for services?

Donald Nate Carlson's firm is compensated through percentage of aum, hourly charges, subscription fees, other: third party fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is REGAL INVESTMENT ADVISORS LLC?

REGAL INVESTMENT ADVISORS LLC has approximately 140 employees and manages $2.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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