Unclaimed Profile

Benjamin Eric Westin

REGAL INVESTMENT ADVISORS LLC·KENTWOOD, Michigan

SIE, Series 3, Series 4, Series 7, Series 24, Series 52TO, Series 53, Series 66, Series 99TOClean record10 years registeredREGAL INVESTMENT ADVISORS LLC

2687 44TH STREET SE, KENTWOOD, MI 49512CRD# 6505105Firm CRD# 125004

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Benjamin Eric Westin · KENTWOOD, MI

Registration

CRD #6505105 · REGAL INVESTMENT ADVISORS LLC · 10 years registered

Brand Profile

Not yet started

Career History

MORGAN STANLEY

May 2023 – present

REGAL INVESTMENT ADVISORS LLC

Jul 2019 – Apr 2023

KENTWOOD, MI

MORGAN STANLEY

Aug 2015 – May 2017

GRAND RAPIDS, MI

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 4

Series 7

Series 24

Series 52TO

Series 53

Series 66

Series 99TO

Registration record

First registered · August 27, 2015

Years registered · 10

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

REGAL INVESTMENT ADVISORS LLC

CRD 125004 · SEC 801-71923

AUM

$2.6B

Regulatory assets under management

Employees

140

12,870 client accounts

Services offered by REGAL INVESTMENT ADVISORS LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at REGAL INVESTMENT ADVISORS LLC →

Introduction

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Frequently Asked Questions

What services does Benjamin Eric Westin offer?

Benjamin Eric Westin specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in KENTWOOD, Michigan for a consultation.

What are Benjamin Eric Westin's credentials?

Benjamin Eric Westin is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Benjamin Eric Westin located?

Benjamin Eric Westin is based in KENTWOOD, Michigan, working with REGAL INVESTMENT ADVISORS LLC. Their office serves clients in the KENTWOOD metropolitan area and surrounding communities.

How does Benjamin Eric Westin charge for services?

Benjamin Eric Westin's firm is compensated through percentage of aum, hourly charges, subscription fees, other: third party fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is REGAL INVESTMENT ADVISORS LLC?

REGAL INVESTMENT ADVISORS LLC has approximately 140 employees and manages $2.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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