Unclaimed Profile

Douglas Anthony Plamondon

DB & C ADVISORS, LLC·HOLLAND, Michigan

Series 65Clean record16 years registeredDB & C ADVISORS, LLC

355 SETTLERS ROAD, HOLLAND, MI 49423CRD# 4996446Firm CRD# 155645

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Douglas Anthony Plamondon · HOLLAND, MI

Registration

CRD #4996446 · DB & C ADVISORS, LLC · 16 years registered

Brand Profile

Not yet started

Career History

DB & C ADVISORS, LLC

Apr 2011 – present

LPL FINANCIAL LLC

Oct 2010 – Jun 2011

HOLLAND, MI

SPN FINANCIAL SERVICES, LLC

Mar 2010 – Apr 2011

GRAND HAVEN, MI

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · March 23, 2010

Years registered · 16

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

DB & C ADVISORS, LLC

CRD 155645 · SEC 801-114290

AUM

$189M

Regulatory assets under management

Employees

874 client accounts

Services offered by DB & C ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at DB & C ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Douglas Anthony Plamondon offer?

Douglas Anthony Plamondon specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in HOLLAND, Michigan for a consultation.

What are Douglas Anthony Plamondon's credentials?

Douglas Anthony Plamondon is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Douglas Anthony Plamondon located?

Douglas Anthony Plamondon is based in HOLLAND, Michigan, working with DB & C ADVISORS, LLC. Their office serves clients in the HOLLAND metropolitan area and surrounding communities.

How does Douglas Anthony Plamondon charge for services?

Douglas Anthony Plamondon's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DB & C ADVISORS, LLC?

DB & C ADVISORS, LLC has approximately 8 employees and manages $189M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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