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Benjamin Andrew Smith

SMITH ASSOCIATES, LLC·HOLLAND, Michigan
Series 63, Series 65Clean record23 years registeredSMITH ASSOCIATES, LLC
106 EAST 8TH STREET, HOLLAND, MI 49423CRD# 1501768Firm CRD# 142408

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Benjamin Andrew Smith · HOLLAND, MI
Registration
CRD #1501768 · SMITH ASSOCIATES, LLC · 23 years registered
Brand Profile
Not yet started
01

Career History

No current investment adviser registration
Last registered firm: SMITH ASSOCIATES, LLC
SMITH ASSOCIATES, LLC
Sep 2014 – Apr 2022
HOLLAND, MI
SMITH & ASSOCIATES INVESTMENT MANAGEMENT SERVICES
Mar 2003 – Dec 2005
HOLLAND, MI
02

Registrations & Exams

FINRA examinations passed
Series 63
Series 65
Registration record
First registered · March 5, 2003
Years registered · 23
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Benjamin Andrew Smith offer?
Benjamin Andrew Smith is a registered financial advisor in HOLLAND, Michigan.
What are Benjamin Andrew Smith's credentials?
Benjamin Andrew Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Benjamin Andrew Smith located?
Benjamin Andrew Smith is based in HOLLAND, Michigan, last registered with SMITH ASSOCIATES, LLC.
How large is SMITH ASSOCIATES, LLC?
SMITH ASSOCIATES, LLC is a registered investment adviser with the SEC. See their Form ADV for full details.
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