Unclaimed Profile

James Walter Michner

DB & C ADVISORS, LLC·HOLLAND, Michigan

SIE, Series 7, Series 66Clean record16 years registeredDB & C ADVISORS, LLC

355 SETTLERS ROAD, HOLLAND, MI 49423CRD# 4048751Firm CRD# 155645

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Walter Michner · HOLLAND, MI

Registration

CRD #4048751 · DB & C ADVISORS, LLC · 16 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: DB & C ADVISORS, LLC

DB & C ADVISORS, LLC

Apr 2011 – Aug 2020

HOLLAND, MI

LPL FINANCIAL LLC

Sep 2010 – Jun 2011

HOLLAND, MI

1ST GLOBAL ADVISORS INC

Jun 2010 – Sep 2010

HOLLAND, MI

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · June 18, 2010

Years registered · 16

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

DB & C ADVISORS, LLC

CRD 155645 · SEC 801-114290

AUM

$189M

Regulatory assets under management

Employees

874 client accounts

Services offered by DB & C ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at DB & C ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does James Walter Michner offer?

James Walter Michner specializes in Financial Planning, Investment Management, Wealth Management.

What are James Walter Michner's credentials?

James Walter Michner is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Walter Michner located?

James Walter Michner is based in HOLLAND, Michigan, last registered with DB & C ADVISORS, LLC.

How does James Walter Michner charge for services?

James Walter Michner's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DB & C ADVISORS, LLC?

DB & C ADVISORS, LLC has approximately 8 employees and manages $189M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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