Unclaimed Profile

Albert Pingree Herzog

EXECUTIVE WEALTH MANAGEMENT, LLC·BRIGHTON, Michigan

SIE, Series 6, Series 7, Series 24, Series 63CFP ChFC18 years registeredEXECUTIVE WEALTH MANAGEMENT, LLC

135 WEST NORTH STREET, BRIGHTON, MI 48116CRD# 1187236Firm CRD# 140736

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Albert Pingree Herzog · BRIGHTON, MI

Registration

CRD #1187236 · EXECUTIVE WEALTH MANAGEMENT, LLC · 18 years registered

Brand Profile

Not yet started

Career History

EP WEALTH ADVISORS

Jan 2025 – present

401K GPS

Dec 2013 – Nov 2017

BRIGHTON, MI

401(K) GPS, INC.

Oct 2011 – Dec 2013

BRIGHTON, MI

EXECUTIVE WEALTH MANAGEMENT, LLC

Jul 2009 – Mar 2025

Naples, FL

INVEST FINANCIAL CORPORATION

Apr 2009 – Jun 2017

BRIGHTON, MI

ROYAL ALLIANCE ASSOCIATES, INC.

Apr 2008 – Apr 2009

BRIGHTON, MI

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 63

Registration record

First registered · April 15, 2008

Years registered · 18

Professional designations · CFP, ChFC

Disclosure History

2023Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

EXECUTIVE WEALTH MANAGEMENT, LLC

CRD 140736 · SEC 801-66881

AUM

$1.4B

Regulatory assets under management

Employees

7,577 client accounts

Services offered by EXECUTIVE WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at EXECUTIVE WEALTH MANAGEMENT, LLC →

Introduction

Speak with Albert

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Albert is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in BRIGHTON?

Browse all registered financial advisors in BRIGHTON, Michigan or claim this profile if it's yours.

Browse BRIGHTON Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Albert Pingree Herzog offer?

Albert Pingree Herzog specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in BRIGHTON, Michigan for a consultation.

What are Albert Pingree Herzog's credentials?

Albert Pingree Herzog holds the following professional designations: CFP, ChFC. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Albert Pingree Herzog located?

Albert Pingree Herzog is based in BRIGHTON, Michigan, working with EXECUTIVE WEALTH MANAGEMENT, LLC. Their office serves clients in the BRIGHTON metropolitan area and surrounding communities.

How does Albert Pingree Herzog charge for services?

Albert Pingree Herzog's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is EXECUTIVE WEALTH MANAGEMENT, LLC?

EXECUTIVE WEALTH MANAGEMENT, LLC has approximately 60 employees and manages $1.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →