Unclaimed Profile

James Allan Plaskey

EXECUTIVE WEALTH MANAGEMENT, LLC·BRIGHTON, Michigan

SIE, Series 7, Series 66CFPClean record12 years registeredEXECUTIVE WEALTH MANAGEMENT, LLC

135 WEST NORTH STREET, BRIGHTON, MI 48116CRD# 5939721Firm CRD# 140736

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Allan Plaskey · BRIGHTON, MI

Registration

CRD #5939721 · EXECUTIVE WEALTH MANAGEMENT, LLC · 12 years registered

Brand Profile

Not yet started

Career History

EP WEALTH ADVISORS

Jan 2025 – present

401K GPS

Jul 2015 – Nov 2017

BRIGHTON, MI

EXECUTIVE WEALTH MANAGEMENT, LLC

Jul 2015 – Jan 2025

BRIGHTON, MI

INVEST FINANCIAL CORPORATION

Apr 2014 – Jun 2017

BRIGHTON, MI

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · April 10, 2014

Years registered · 12

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

EXECUTIVE WEALTH MANAGEMENT, LLC

CRD 140736 · SEC 801-66881

AUM

$1.4B

Regulatory assets under management

Employees

7,577 client accounts

Services offered by EXECUTIVE WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at EXECUTIVE WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does James Allan Plaskey offer?

James Allan Plaskey specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in BRIGHTON, Michigan for a consultation.

What are James Allan Plaskey's credentials?

James Allan Plaskey holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is James Allan Plaskey located?

James Allan Plaskey is based in BRIGHTON, Michigan, working with EXECUTIVE WEALTH MANAGEMENT, LLC. Their office serves clients in the BRIGHTON metropolitan area and surrounding communities.

How does James Allan Plaskey charge for services?

James Allan Plaskey's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is EXECUTIVE WEALTH MANAGEMENT, LLC?

EXECUTIVE WEALTH MANAGEMENT, LLC has approximately 60 employees and manages $1.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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