Unclaimed Profile

Albert Pingree Herzog

EXECUTIVE WEALTH MANAGEMENT, LLC·BRIGHTON, Michigan

SIE, Series 7, Series 66CFPClean record10 years registeredEXECUTIVE WEALTH MANAGEMENT, LLC

135 WEST NORTH STREET, BRIGHTON, MI 48116CRD# 6204138Firm CRD# 140736

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Albert Pingree Herzog · BRIGHTON, MI

Registration

CRD #6204138 · EXECUTIVE WEALTH MANAGEMENT, LLC · 10 years registered

Brand Profile

Not yet started

Career History

EP WEALTH ADVISORS

Jan 2025 – present

EXECUTIVE WEALTH MANAGEMENT, LLC

Jan 2018 – Mar 2025

BRIGHTON, MI

WELLS FARGO CLEARING SERVICES, LLC

Jun 2016 – Dec 2017

CHICAGO, IL

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Oct 2015 – May 2016

CHICAGO, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · October 5, 2015

Years registered · 10

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

EXECUTIVE WEALTH MANAGEMENT, LLC

CRD 140736 · SEC 801-66881

AUM

$1.4B

Regulatory assets under management

Employees

7,577 client accounts

Services offered by EXECUTIVE WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at EXECUTIVE WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Albert Pingree Herzog offer?

Albert Pingree Herzog specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in BRIGHTON, Michigan for a consultation.

What are Albert Pingree Herzog's credentials?

Albert Pingree Herzog holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Albert Pingree Herzog located?

Albert Pingree Herzog is based in BRIGHTON, Michigan, working with EXECUTIVE WEALTH MANAGEMENT, LLC. Their office serves clients in the BRIGHTON metropolitan area and surrounding communities.

How does Albert Pingree Herzog charge for services?

Albert Pingree Herzog's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is EXECUTIVE WEALTH MANAGEMENT, LLC?

EXECUTIVE WEALTH MANAGEMENT, LLC has approximately 60 employees and manages $1.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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